Abstract
Working memory (WM) is the active retention and processing of information over a few seconds and is considered an essential component of cognitive function. The reduced WM capacity is a common feature in many diseases, such as schizophrenia, attention deficit hyperactivity disorder (ADHD), mild cognitive impairment (MCI), and Alzheimer's disease (AD). The theta-gamma neural code is an essential component of memory representations in the multi-item WM. A large body of studies have examined the association between cross-frequency coupling (CFC) across the cerebral cortices and WM performance; electrophysiological data together with the behavioral results showed the associations between CFC and WM performance. The oscillatory entrainment (sensory, non-invasive electrical/magnetic, and invasive electrical) remains the key method to investigate the causal relationship between CFC and WM. The frequency-tuned non-invasive brain stimulation is a promising way to improve WM performance in healthy and non-healthy patients with cognitive impairment. The WM performance is sensitive to the phase and rhythm of externally applied stimulations. CFC-transcranial-alternating current stimulation (CFC-tACS) is a recent approach in neuroscience that could alter cognitive outcomes. The studies that investigated (1) the association between CFC and WM and (2) the brain stimulation protocols that enhanced WM through modulating CFC by the means of the non-invasive brain stimulation techniques have been included in this review. In principle, this review can guide the researchers to identify the most prominent form of CFC associated with WM processing (e.g., theta/gamma phase-amplitude coupling), and to define the previously published studies that manipulate endogenous CFC externally to improve WM. This in turn will pave the path for future studies aimed at investigating the CFC-tACS effect on WM. The CFC-tACS protocols need to be thoroughly studied before they can be considered as therapeutic tools in patients with WM deficits.
Introduction to Brain Oscillations and Working Memory
The brain (neuronal) oscillations arise from the simultaneous interactions between the neuronal networks and are divided into five frequency bands: delta (0.5–3.5 Hz), theta (3.5–7 Hz), alpha (8–13 Hz), beta (18–25 Hz), and gamma (30–70 Hz) (Düzel et al., ; Başar, ; Merker, 2013; Luo and Guan, 2018). The brain oscillations can be detected by scalp electroencephalography (EEG) or directly in the cortex (Electrocorticography, ECoG, or intracranial EEG). Similarly, the neuronal oscillations originating from the sulci can be detected with scalp magnetoencephalography (MEG) (Marzetti et al., 2019; Andersen et al., ). The EEG frequency bands reflect the rhythmic and synchronized postsynaptic potentials that arise from the pyramidal neuronal assemblies (Jensen et al., ). Moreover, brain oscillations are predictive of information processing and are involved in selective communication and information transmission (Fries et al., ; Fries, ). The power of the oscillation bands and the coupling between the brain regions constantly change in response to task demands (Klimesch, ). For instance, gamma-band synchronization is triggered by stimuli and is essential for cortical computation (Fries, ). All the studies suggest an important role of neuronal oscillations in brain functions (Engel et al., ; Niebur, 2002; Buzsáki and Draguhn, ; Mann and Paulsen, 2005).
The neuronal oscillations play different roles in cognition/psychology: delta bands are associated with deep sleep and long-range coordination between the neuronal networks (Hiltunen et al., ; Leszczyński et al., ); theta bands are represented in shallow sleep, meditative states, coordination of memory encoding and maintenance (hippocampal theta), and long-range coordination of cognition (cortical theta) (Sederberg et al., 2003; Axmacher et al., ; Sauseng et al., 2010; Cohen, ); alpha bands are commonly associated with rest, relaxation, memory, and motor inhibition (Sauseng et al., 2009; Roux and Uhlhaas, 2014); beta bands are linked to awareness and attention (Egner and Gruzelier, ; Buschman and Miller, ). In contrast to delta, theta, and beta oscillations, the high-frequency gamma oscillations arise from the negative feedback between the GABAergic interneurons and pyramidal neurons; gamma oscillatory activities perform different computations and represent different information patterns (Fries et al., ; Jensen and Colgin, ).
Cross-Frequency Coupling
Cross-frequency coupling (CFC) is the interaction between the brain oscillations on different frequency bands (Jirsa and Müller, ; Sotero, 2016; Siebenhühner et al., 2020). From a theoretical perspective, there are four ways in which CFC can occur: phase-to-amplitude, power-to-power, phase-to-phase, and phase-to-frequency interactions (Jensen and Colgin, ; Helfrich et al., ). In power-to-power coupling: the changes in the power of the faster oscillations are correlated with the power changes in the lower frequency bands; in phase to phase coupling: phase-locking occurs between oscillations at different frequencies and their phase relationship remains constant; in phase to power coupling: the power of the fast oscillations is modulated by the phase of the slow oscillations (Schack et al., 2002; Bruns and Eckhorn, ; Lakatos et al., ; Mormann et al., 2005; Canolty et al., ). The phase-amplitude coupling (PAC) is a widely observed model of CFC in which the high-frequency amplitudes are modulated by the low-frequency phases (Canolty and Knight, ; Siems and Siegel, 2020). Abnormal CFCs have been reported by several studies conducted in patients with Parkinson's disease, Alzheimer's disease (AD), schizophrenia, mental disorders, and anxiety (Allen et al., ; De Hemptinne et al., ; Alegre, ; Lynn and Sponheim, 2016; Wang et al., 2017). The neural modulations/entrainments are classically divided into three approaches: sensory, non-invasive electrical/magnetic, and invasive electrical entrainment (Thut and Miniussi, 2009; Calderone et al., ; Herrmann et al., ; Hanslmayr et al., ).
Working Memory
Working memory (WM) is the active retention and manipulation of information over a few seconds and is considered an essential component of cognitive function (Aben et al., ; Cowan, , ; Persuh et al., 2018). Although the storage capacity of WM is inherently limited (Fougnie et al., ), several studies have found that the WM capacity can be altered by training (Botvinick and Watanabe, ; MacOveanu et al., 2007; Edin et al., ). Neural activity in the prefrontal cortex and the strength of connectivity between the prefrontal and parietal cortices have been shown to be improved by training, as suggested by the studies in the humans and non-human primates (Klingberg et al., ; Jaeggi et al., ; Siegel et al., 2012; Constantinidis and Klingberg, ). Training has a primary benefit on tasks that are very similar to the training tasks and does not improve overall WM capacity (Hulme and Melby-Lervåg, ). From a theoretical perspective, the two terms have been used extensively to describe the temporal storage of information: Short-term memory (STM) and WM. STM is an essential component for holding motion, sensory, and cognitive information for a short interval of time. STM describes the process of passively maintaining the information over a short period of time, while the WM concept depicts the processes of maintaining and manipulating the information for a short period of time. Thus, information manipulation is the main difference between the two concepts (Aben et al., ; Cowan, ). Despite the differences between STM and WM, the two terms are still used interchangeably in the literature. It has been suggested that the two concepts represent the same cognitive process (Baddeley, ; Gathercole and Alloway, ; Unsworth and Engle, 2007; Klingberg, ; Nadel and Hardt, 2011). The tasks involving only item maintenance have often been used to test STM, such as word span, digit span, and delayed match-to-sample tasks, while the tasks involving item maintenance and manipulation have classically been used to test WM, such as n-back, computation span, mental control, and letter-number sequencing tasks (Engle et al., ; Kane et al., ; Ackerman et al., ; Conway et al., ; Colom et al., ). In addition, the mental arithmetic tasks have been considered as the primary tasks in WM assessment, since the solution of problems in these tasks activates the WM components (DeStefano and LeFevre, ). All the neuronal oscillations are important for the cognitive and memory processes, particularly theta (Klimesch, ; Gathercole et al., ; Kane et al., ; Hsieh and Ranganath, ) and gamma bands (Roberts et al., 2013; Roux and Uhlhaas, 2014). The causal relationship between the brain oscillations and memory processes can be tested by modulating the endogenous brain oscillations and assessing the behavioral effects of such modulation.
Several models have been proposed to illustrate the underlying mechanisms behind WM (Kamiński et al., ; Van Vugt et al., 2014; Vosskuhl et al., 2015; Wolinski et al., 2018; Sauseng et al., 2019). Two models were adopted; one model states that each memory item is translated into a fast and transient wave that can be detected electro-physiologically (gamma wave). Several individual gamma waves fit into a single theta cycle and the limited WM capacity can be explained by the finite number of gamma waves that can fit into a single theta cycle (Lisman and Idiart, ; Jensen and Lisman, ). Moreover, the WM capacity of seven items has been reported in the studies that used immediate verbal recall tasks (Gignac, ), while the studies that used rehearsal of verbal items, spatial, and visual tasks suggested the STM/WM capacity of four items (Cowan, ; Vogel et al., 2001). Theoretically, the STM/WM capacity can be improved by increasing the theta cycle length, or by increasing the gamma frequencies, which increases the number of gamma waves that fit within a given theta cycle (Kamiński et al., ). Contrary to the expectations, Malenínská et al. (2021) found no association between the theta/gamma ratio and performance on digit span task (Malenínská et al., 2021).
Vosskuhl et al. (2015) artificially slowed theta frequency to increase the number of gamma waves per single theta cycle and found that the verbal STM capacity was improved compared with the sham stimulation (Vosskuhl et al., 2015). In another study, Wolinski et al. (2018) examined the effect of transcranial alternating current stimulation (tACS) administered at a slow theta (4 Hz), a fast theta frequency (7 Hz), and in a placebo condition over the right parietal cortex while performing visuospatial WM task. They found that tACS administered at 4 Hz had a positive effect on the WM performance, while tACS administered at 7 Hz had a detrimental effect (Wolinski et al., 2018).
In contrast to the first model which assumes that each gamma wave represents a single memory item, the second model assumes that each memory item is encoded by the entire gamma burst (Herman et al., ; Van Vugt et al., 2014). After a certain period of time, the memory items need to be refreshed through the new gamma bursts. This reactivation occurs after a few theta cycles, which could explain the limited WM capacity (Van Vugt et al., 2014). Based on this model, a slowing down theta cycle means that fewer memory items could be activated in a given period of time. Thus, one might expect a decrease rather than an increase in the WM capacity. However, the increase in the WM capacity reported by Vosskuhl et al. (2015) and Wolinski et al. (2018) could mean that the gain in memory fidelity due to the greater activation with the longer gamma burst displaces the memory decay resulting from the slowing down theta cycles (Vosskuhl et al., 2015; Wolinski et al., 2018). These two models can be used to predict the increase or decrease in the WM capacity at a given tACS frequency. Thus, based on these models one could design a brain stimulation protocol to boost WM (e.g., theta/gamma CFC tACS).
Differences in the WM capacity between individuals result in variations in several skills, such as attention, academic performance, and non-verbal reasoning ability (Gathercole et al., ; Kane et al., ). The reduced WM capacity is a common feature in many diseases, such as schizophrenia, stroke, traumatic brain injury, attention deficit hyperactivity disorder (ADHD), mild cognitive impairment (MCI), and AD (Baddeley et al., ; Gagnon and Belleville, ; Constantinidis and Klingberg, ). In addition, abnormal PACs have been associated with diseases, such as AD, epilepsy, mental disorders, and Parkinson's disease (Salimpour and Anderson, 2019). Taken together, this information sheds light on the possible role of CFC in WM and its potential role as a therapeutic target in such diseases. Improving the WM performance is a challenge and a hot topic in clinical practice, especially in patients with AD, MCI, etc., any progress in this area is beneficial. WM can be manipulated/modulated by various approaches, and non-invasive brain stimulation with an electric or magnetic field is one of them. Over the past two decades, there has been a long list of studies reporting the effects of frequency-tuned tACS, and transcranial magnetic stimulation (TMS) on WM (Jaušovec et al., ; Hoy et al., , ; Chander et al., ; Feurra et al., ; Alekseichuk et al., ; Papazova et al., 2020). It is important to emphasize that there are different forms of tACS, some forms target specific individual frequency bands, such as theta, gamma, and beta (theta-tACS, gamma-tACS, beta-tACS, etc.), and CFC-tACS form; where tACS can modulate the interaction between the two frequency bands, such as theta and gamma (e.g., theta/gamma 6 Hz, 80 Hz peak-CFC-tACS, where gamma bursts at 80 Hz were nested into the peak of theta cycles at a frequency of 6 Hz, which is so-called peak-coupled tACS). Since the topic of this review is CFC of neuronal oscillations and WM in adult humans, the studies that have investigated the effect of non-invasive brain stimulation on CFC (e.g., CFC-tACS), as well as the studies that have investigated the association between CFC of neuronal oscillations and WM in adult humans, are thoroughly discussed in this review and listed in Table 1.
Table 1
| References | Recording method | Study details | Task(s) | Main findings |
|---|---|---|---|---|
| Brain cortices involved | ||||
| Cross-frequency tACS between theta and gamma frequencies | ||||
| Alekseichuk et al. () | EEG Prefrontal cortex | ✓ 47 participants ✓ Three experimental sets were used: subjects were instructed to complete tasks during sham stimulation (first set), continuous low-frequency theta stimulation (second set), and cross-frequency coupling tACS between theta and gamma frequencies (third set) | Two-back visual-spatial match-to-sample test | - The positive effect of continuous low-frequency entrainment on WM performance was abolished by synchronizing high gamma bursts with the troughs of theta cycles - Significant improvement in WM performance was found when high oscillation gamma bursts (80–100 Hz frequency range) were embedded in the peaks of theta cycles |
| Theta/gamma coupling | ||||
| Canolty et al. () | iEEG Whole cortex | ✓ 5 patients with epilepsy ✓ Investigated the relationship between TGC and behavioral outcomes | Behavioral tasks | - Theta/Gamma PAC distributed throughout the cortex and the strength of TGC increased in more cognitively demanding WM tasks - A significant effect was observed when gamma oscillations were detected in the trough of theta cycles |
| Axmacher et al. () | iEEG Hippocampus | ✓ 14 patients with epilepsy ✓ The relationship between TGC and WM maintenance was investigated ✓ Investigated the relationship between a relatively large number of WM - items and CFC | Sternberg paradigm | - WM maintenance was associated with TGC in the hippocampus - Modulation of beta/gamma amplitude and theta activity were associated with a relatively large number of WM items |
| Chaieb et al. () | iEEG Hippocampus | ✓ 14 patients with epilepsy ✓ Investigated phase-phase couplings in the hippocampus in presurgical patients with epilepsy using iEEG recordings | Serial Sternberg WM task | - Theta and beta/gamma phase-phase coupling in the hippocampus during retention of multiple WM items–Sternberg WM task–in pre-operative patients with epilepsy |
| Köster et al. () | EEG Prefrontal-Parietal cortices | ✓ 26 participants ✓ Examined and quantified cross-frequency coupling during the pictogram recognition task using EEG datasets | Pictorial recognition tasks | - Coupling between prefrontal theta phase and parietal gamma amplitude was enhanced for the retrieved items. |
| Holz et al. () | EEG Partial-Occipital cortices | ✓ 23 participants ✓ While participants completed a visuospatial delayed pattern matching task, EEG was recorded ✓ The relationship between TGC and WM performance was investigated | Delayed match-to-sample visual WM task | - Association between TGC and correctly identified items in delayed visual match-to-sample task WM was found |
| Griesmayr et al. () | EEG Frontal Medline-distributed gamma activity | ✓ 31 participants ✓ EEG power analysis was performed together with CFC analysis to test the relationship between TGC and behavioral | Verbal delayed match to sample task | - The coupling between frontal midline oscillatory theta and gamma activities correlated with temporal separation of memory item - Higher frontal midline theta power might be correlated with rehearsal processes during verbal delayed match to sample task |
| performance in the verbal delayed matching task | ||||
| Friese et al. () | EEG Frontal-Posterior cortices | ✓ 26 participants ✓ EEG data were collected while participants performed the remember/know task. | Remember/know procedure | - Theta-gamma PAC in the frontal and posterior cortices was increased during the encoding process for visual stimuli - A decrease in prefrontal and occipital alpha-oscillatory activities was observed during successful encoding |
| Lee and Yang, | EEG Frontal-Parietal cortices | ✓ 9 participants ✓ Theta/gamma coupling during a visuo-spatial delayed-matching task was investigated | Visuo-Spatial delayed-matching task | - Significant correlation between correct responses and the synchronization index in the partial lobe |
| Park et al. (2011) | EEG Prefrontal-Parietal cortices | ✓ 31 older adults ✓ Examined the association between TGC and behavioral outcomes using EEG | ➢Spatial delayed match-to-sample ➢Delayed figure recall ➢Delayed verbal recall. | - TGC in parietal cortex was significantly associated with a high score on delayed figure recall task - The accuracy rate of the spatial delayed match-to-sample task was associated with TGC |
| Park et al. (2013) | EEG Frontal cortex | ✓ 13 participants ✓ Examined TGC levels during simple vigilance and visuospatial WM tasks | 2-back task vs. simple vigilance | - Theta/gamma coupling increased in the frontal area at 40 Hz during visuo-spatial WM task (2-back task) |
| Rajji et al. (2017) | EEG Frontal cortex | ✓ 70 subjects ✓ N back task with 3 levels of difficulties (ordering information) ✓ EEG recording during n-back tasks ✓ Event related potential within each n-back condition | N-back task | - Theta/gamma coupling was significant for tasks requiring ordering information |
| Brooks et al. () | EEG Prefrontal cortex | ✓ 311 participants ✓ 3 groups (healthy control, mild cognitive impairment, major depressive disorder patients) ✓ Participants completed n-back and non-n-back tasks seven days apart ✓ The relationship between TGC and WM performance (using different tasks) was examined | ➢N-back task ➢2 tasks require ordering information other than n-back task ➢3 tasks do not require ordering information | - Association between TGC and cognitive tasks that require order information (n-back task and non-n-back task) - These results were not influenced by clinical diagnosis - TGC was not associated with tasks that do not require ordering information - No association between diagnosis and TGC |
| Goodman et al. () | EEG Frontal cortex | ✓ 98 participants ✓ Alzheimer's dementia, mild cognitive impairment patients, and healthy control ✓ The association between theta/gamma CFC and WM in patients with mild cognitive impairment and Alzheimer's dementia patients was examined | N-back task | - TGC was the lowest in patients with Alzheimer's dementia, followed by mild cognitive impairment patients and finally healthy control |
| Tseng et al. (2019) | EEG Frontal and parietal regions | ✓ 36 healthy participants ✓ Examined theta/gamma PAC during musical memory retrieval | Musical memory task | - Enhanced theta/gamma PAC during musical memory retrieval was observed in the frontal and parietal cortices |
| Graetz et al. () | EEG Frontal and occipital | ✓ 22 participants ✓ To examine the processes behind memorization of repeatedly presented stimuli | continuous item recognition task with up to five presentations per item | - At second presentation–theta amplitudes peaked - After second presentation—reduction in alpha suppression - After third presentation—in response time and a reduction in frontal theta/gamma PAC were observed |
| Fernández et al. () | EEG Frontal and posterior cortices | ✓ 25 participants ✓ Studying weather WM loads affects the interaction between brain oscillations in different brain cortices | Delayed-matching-to-sample with different WM loads | - PAC between theta phase and beta/gamma amplitude was modulated by WM load |
| Alpha/gamma coupling | ||||
| Voytek et al. (2010) | iEEG Whole cortex | ✓ 2 patients with intractable epilepsy ✓ Alpha/theta and gamma coupling | Two non-visual (verb generation phoneme and word repetition, and phoneme and word target detection) and two visual tasks (lateralized visual target detection task and a visual context task) | - Theta and alpha phase modulated gamma amplitude - Over the anterior brain cortices, theta PAC is higher than alpha PAC, and alpha PAC over visual cortices was high during visual tasks |
| Pinal et al. (2015) | EEG Frontal and posterior cortices | ✓ 20 young adults and 20 elderly ✓ Examined brain oscillatory activity in young and elderly during delayed match-to-sample task ✓ Alpha/gamma coupling | Delayed match-to-sample task | - In contrast to young participants, elderly participants maintained synchronization in the resting state network and lacked the ability to synchronize frontoparietal task-related network activities (alpha-gamma) during task performance |
| Park et al. (2016) | MEG Early visual cortex (occipital lobe) | ✓ 23 participants ✓ Examined the dynamic interactions between alpha and gamma oscillations implicated in visual memory process ✓ ✓ Alpha/gamma coupling | Visual memory task (remember or not remember presented pictures) | - Decrease in alpha power and increase in alpha phase and gamma power during recall of images |
| Popov et al. (2018) | MEG Early visual cortex (dorsal and ventral visual streams) | ✓ 83 participants ✓ Examined the relationship between brain oscillations (fast and slow frequencies) and behavioral outcomes ✓ Alpha/beta and gamma power/power coupling | N-back task | - Increased alpha/beta and gamma power/power interactions in early visual cortex (specifically dorsal and ventral visual streams) were found when n-back task demands were increased |
| Other types of cross-frequency coupling | ||||
| Daume et al. () | MEG Left inferior temporal cortex | ✓ 27 participants ✓ Theta/alpha phases and beta amplitude PAC | Visual delayed match-to-sample task | - Interaction between theta/alpha phases and beta amplitude was demonstrated in left inferior temporal cortex using recorded MEG data. In this study, while participants completed visual delayed match-to-sample task, an increase in the power of beta and gamma oscillations and a decrease in the power of theta/alpha oscillations were observed in visual sensory areas during the delay period - The left inferior temporal cortex was connected to the prefrontal cortex via increased theta/alpha coupling |
| Siebenhühner et al. (2016) | Magneto-Electroencephalography Fronto-Parietal, dorsal attention, and visual areas | ✓ 12 participants ✓ Theta and alpha–gamma coupling ✓ Alpha and beta-gamma coupling | Delayed match-to-sample visual WM task | - Enhanced couplings between theta and alpha–gamma and between alpha and beta-gamma bands during WM maintenance in fronto-parietal, dorsal attention and visual areas |
| Rodriguez-Larios and Alaerts (2019) | EEG Posterior frontotemporal area | ✓ 51 participants ✓ Alpha-theta phase synchrony | Arithmetic task | - Increased alpha/theta phase synchrony was associated with improved arithmetic task outcomes |
| Dimitriadis et al. () | EEG Parieto-Occipital and frontal cortices | ✓ 16 young adults ✓ Investigated the functional coupling between WM sub-systems during arithmetic task performance ✓ Assessed correct and wrong responses | Arithmetic task with five cognitive demand levels | - PAC (frontal theta phase and parieto-occipital alpha amplitude) strength decreased with increasing difficulty of both correct and incorrect trials |
| Daume et al. () | MEG Left inferior temporal cortex and medial temporal lobe | ✓ 29 participants ✓ Examined whether increased low-frequency phase synchronization between sensory areas is associated with audio-visual WM compared to visual WM ✓ Theta/beta cross-frequency coupling | Audio-Visual delayed match-to-sample task | - Increased theta/beta PAC during the WM delay period was observed in the medial temporal lobe and phase synchronization (theta rage) was stronger than that of the lateral prefrontal cortex in audio-visual WM compared to visual WM - Increased phase synchronization between medial temporal lobe and temporo-occipital areas in beta-band frequency |
Studies that investigated the association between the cross-frequency coupling (CFC) over different brain cortices and working memory (WM) performance.
iEEG, intracranial electroencephalography; TGC, theta/gamma coupling; PAC, phase- amplitude coupling; WM, working memory; CFC, cross-frequency coupling; EEG, electroencephalography; MEG, magnetoencephalography; tACS, transcranial alternating current stimulation.
Theta-Gamma Neural Code and WM
The relationship between the brain oscillations and WM capacity has been investigated in the different brain regions (parietal, frontal, occipital regions, hippocampus…etc.), and several studies have focused on the association between CFC, particularly theta-gamma coupling (TGC), and WM performance (Schack et al., 2002; Demiralp et al., ; Mizuhara and Yamaguchi, 2011; Bahramisharif et al., ; Biel et al., ). Theta/gamma PAC is found in the hippocampus and other brain structures (Maris et al., 2011; Belluscio et al., ; van der Meij et al., 2012; Colgin, ) and provides a code for representing and maintaining the multiple WM items-theta/gamma neural codes (Axmacher et al., ; Lisman and Jensen, ). The theta/gamma neural code hypothesis posits that the conserved memory items are registered via theta-nested gamma cycles in the sensory regions. Accordingly, the theta-gamma neural code coordinates communication between the different brain cortices during memory and sensory processes (Lisman and Jensen, ) and is specifically correlated to the WM requirements (Park et al., 2013).
Several studies have used intracranial EEG data in patients with epilepsy along with the behavioral outcomes to demonstrate the association between theta/gamma CFC across different brain regions and WM performance (Canolty et al., ; Rizzuto et al., 2006; Axmacher et al., ; Freunberger et al., ; Chuderski, ; Chai et al., ). The results of these studies can be summarized as follows: theta/gamma PAC distributed across the cortex and the strength of TGC increased with more cognitively demanding WM tasks. Moreover, a significant effect was observed when the gamma oscillations were detected in the trough of theta cycles (Canolty et al., ). In general, the theta troughs and peaks have different functions: WM retrieval occurs during the peaks, whereas WM encoding occurs during the troughs (Rizzuto et al., 2006). Axmacher et al. found that the WM maintenance is associated with the TGC in the hippocampus and the modulation of beta/gamma amplitude and theta activity were associated with a relatively large number of WM items (Axmacher et al., ). On the other hand, Chaieb et al. observed theta and beta/gamma phase-phase coupling in the hippocampus during the maintenance of multiple WM items (Sternberg WM task) in pre-surgical patients with epilepsy (Chaieb et al., ). All these studies are summarized in Table 1.
Cross-frequency coupling supports the organization of brain rhythms and is present during a range of cognitive functions. However, little is known about whether and how long-range CFC across the distant brain regions subserves WM. Here we report that theta–slow gamma coupling between the hippocampus and medial prefrontal cortex (mPFC) is augmented in a genetic mouse model of cognitive dysfunction. This increased CFC is observed specifically when the mice successfully perform a spatial WM task. In wild-type mice, increasing task difficulty by introducing a long delay or by optogenetically interfering with encoding, also increases the theta–gamma coupling during correct trials. Finally, the epochs of high hippocampal theta–prefrontal slow gamma coupling are associated with the increased synchronization of neurons within the mPFC. These findings suggest that the enhancement of theta–slow gamma coupling reflects a compensatory mechanism to maintain spatial WM performance in the setting of increased difficulty. The association between WM and theta-gamma PAC in the frontal, parietal, occipital, and posterior cortices has been reported in several studies using the different tasks (pictorial recognition tasks, delayed match-to-sample visual WM task, verbal delayed match to sample task, delayed figure recall, n-back task, etc.) to demonstrate the association of interest by using the EEG recordings (Griesmayr et al., ; Holz et al., ; Park et al., 2011; Friese et al., ; Köster et al., ; Lee and Yang, ; Graetz et al., ; Tseng et al., 2019; Fernández et al., ). The lowest level of TGC coupling was found in the patients with Alzheimer's dementia, followed by the patients with MCI and finally healthy controls (Goodman et al., ). All the studies showed modulations in the theta-gamma CFC related to correctly identified/retrieved items. Besides that, a decrease in the prefrontal and occipital alpha oscillatory activities was observed by Friese et al. (). The details of the studies are summarized in Table 1. The combined effect of WM training and transcranial direct current stimulation (tDCS) on the behavioral changes was investigated using the EEG features and cognitive task scores, and it was found that an increase in PAC between the prefrontal theta oscillations and temporo-parietal gamma oscillations was associated with the improvement in behavioral task scores, and more prominent improvement was found when the gamma waves coincided near the theta peaks (Jones et al., ).
The theta/gamma PAC strength is influenced by the oscillatory activities of other frequency bands; alpha amplitude influenced TGC in the two intracranial electroencephalography (iEEG) experiments that used different WM tasks (Leszczyński et al., ). Sauseng et al. found that repetitive TMS at alpha frequency suppressed distracting information and could influence the STM capacity (Sauseng et al., 2009). On the other hand, delta-alpha coupling influenced TGC and supported switching between the WM modes in the hippocampal region (Leszczyński et al., ).
Alpha-Gamma Coupling and WM
The default mode network (DMN) arises from the medial prefrontal cortex, the posterior cingulate cortex, and the inferior parietal cortex (Buckner et al., ). It is associated with episodic memory and self-referential thinking (Buckner et al., ; Knyazev et al., ; Weiler et al., 2014). The activity of DMN is higher during the resting state as compared with the task-performing state (Buckner et al., ). Indeed, an association between the DMN and WM networks has been suggested where DMN nodes could be activated during the memory phases (Hahn et al., ; Vilberg and Rugg, 2008; Daselaar et al., ). Moreover, the activity of DMN was mediated by alpha and beta oscillations, and the connectivity between some DMN parts is correlated to the alpha oscillatory activities (Hacker et al., ; Tang et al., 2017). A decrease in DMN functional connectivity and alpha power has been detected in patients with AD (Jeong, ; Zhang et al., 2009). In contrast to the young adults, old adults maintained synchronization in the resting state network and lacked the ability to synchronize the frontoparietal task-related network activities during the task performance (Pinal et al., 2015).
The electrophysiological studies have shown that when the content of WM changes from multiple items to distinct visual or spatial information, the oscillatory theta activities are replaced by alpha ones (Fries et al., ; Sauseng et al., 2005). Moreover, the studies examining the brain oscillations during the WM delay period found that the theta oscillatory activities occurred predominantly in the tasks that required sequential multiple WM item coding, while the alpha-oscillatory activities occurred in the tasks that required retention of visual or spatial information presented simultaneously (Roux and Uhlhaas, 2014). CFC between the parieto-occipital alpha activity and topographically distributed gamma activity is involved in prioritizing different visual representations in WM and deficits in the prefrontal cortex disrupt this process (Davoudi et al., ).
Alpha/gamma coupling has been demonstrated during visual WM maintenance in patients with epilepsy (Voytek et al., 2010). Park et al. used MEG data from healthy participants who were asked to recall the displayed images and found a reduction in the alpha power and an enhancement of alpha/gamma PAC during the process of recalling the images (Park et al., 2016). Moreover, alpha/beta and gamma power in the early visual cortex (in the dorsal and ventral visual streams) were modulated in response to the demands of the n-back task (Popov et al., 2018). The details of the studies are summarized in Table 1. Presumably, the theta and alpha activities are localized across different EEG recording sites. This assumption is supported by electrocorticography recordings, which showed that the alpha/gamma coupling was detected in the parietal–occipital cortices during the tasks requiring visual information processing, whereas theta/gamma PAC was predominantly observed in the frontotemporal regions during non-visual tasks (Voytek et al., 2010).
Other Types of CFC and WM
In principle, PAC can be generated in many ways; one source of the low-frequency band can be coupled to one or more sources of high-frequency bands. Thus, PAC is a general phenomenon and is not restricted to the theta/gamma frequencies. WM affects PAC in different ways; as WM could increase the PAC strength in some patterns and decrease it in others (Maris et al., 2011). CFC between the neural oscillations other than theta/gamma and alpha/gamma has been demonstrated during the WM maintenance as follows: (1) enhanced coupling between the theta/alpha phases and amplitude of beta has been demonstrated in temporal cortex during the visual delayed match-to-sample task (Daume et al., ), (2) improved beta-theta PAC in the medial temporal lobe during the WM delay period (audio-visual delayed match to sample task) and enhanced phase synchronization between the medial temporal lobe and temporo-occipital areas in the beta band frequency range (Daume et al., ), (3) improved the couplings between theta and alpha–gamma and between alpha and beta-gamma bands during the WM maintenance (delayed match-to-sample visual WM task) in the frontoparietal, dorsal, and visual areas (Siebenhühner et al., 2016), (4) increased alpha/theta phase synchrony was associated with the improved arithmetic task outcomes in the posterior and frontoparietal regions (Rodriguez-Larios and Alaerts, 2019), (5) the PAC (frontal theta phase and parieto-occipital alpha amplitude) strength decreased with increasing difficulty of both the correct and incorrect responses to the arithmetic tasks (Dimitriadis et al., ). The details of the studies are summarized in Table 1.
Frequency-Tuned Non-invasive Stimulation CFC and WM
The non-invasive brain stimulation methods are a potent way to study the causal relationship between brain activities and behavioral outcomes. These methods could causally modulate the behavior using electric or magnetic fields (Walsh and Cowey, 2000; Miniussi and Ruzzoli, 2013). Several studies have investigated the effect of frequency-tuned tACS and TMS on the WM performance with mixed results (Jaušovec et al., ; Hoy et al., ; Chander et al., ; Alekseichuk et al., ; Kuhnke et al., ; Sreeraj et al., 2017; Borghini et al., ; Wolinski et al., 2018; Jones et al., ; Beynel et al., ; Kehler et al., ; Papazova et al., 2020) and others. In the context of WM and CFC, a study was conducted to demonstrate the direct causality between the CFC and WM performance, the interaction between theta and gamma bands in the prefrontal cortex was externally modulated by CFC tACS protocol (Alekseichuk et al., ). The volunteers were instructed to perform the tasks during the stimulation and were assigned into three groups: sham stimulation (first group), continuous single-frequency theta stimulation (second group), and CFC tACS between theta and gamma frequencies (third group). Based on the behavioral and EEG data, the positive effect of continuous low-frequency entrainment on the WM performance was canceled out by the synchronization of high gamma bursts with the troughs of theta cycles (Alekseichuk et al., ). In contrast, a significant improvement in the WM performance was found when high oscillations gamma bursts (80–100-Hz frequency range) were embedded in the peaks of theta cycles (Alekseichuk et al., ).
Discussion
Overall, this review reports the association between the CFC and WM performance, almost all the studies showed a relationship between the CFC in different brain regions and WM performance, especially WM maintenance. Theta/gamma PAC is the most commonly reported CFC model in this context. The causal role of oscillations in memory processes can be realized by modulating endogenous oscillations and precisely determining the behavioral effects of such modulation. Entrainment of oscillations can be achieved by various methods and non-invasive brain stimulation is one of them. Non-invasive brain stimulation is a robust tool to establish a causal relationship between the neuronal oscillations at the mesoscopic scale and their role in cognition (Romei et al., 2011). The disadvantages of non-invasive brain stimulation methods are (1) high inter-subject variability (López-Alonso et al., ); (2) weak and inconsistent results of different studies (Ziemann and Siebner, 2015). (30) inconsistent long-lasting aftereffects (Veniero et al., 2015). Frequency-tuned non-invasive stimulation is a recent approach in neuroscience, in which the frequency of transcranially applied electromagnetic currents is matched to the ongoing oscillatory components with the aim of altering the behavior (Veniero et al., 2015; Albouy et al., ). WM can be manipulated/modulated by various approaches, and frequency-tuned non-invasive brain stimulation with an electric or magnetic field is one of them. Over the past two decades, there has been a long list of studies reporting the effects of tACS and TMS on WM (Jaušovec and Jaušovec, ; Hoy et al., , ; Alekseichuk et al., ; Chander et al., ; Feurra et al., ; Kuhnke et al., ; Jones et al., ; Beynel et al., ; Kehler et al., ) and others. In general, theta-tACS improved the WM outcomes in the majority of studies, whereas the effect of gamma-tACS, alpha-tACS, etc., on WM appears inconsistent. This is partly due to the heterogeneity of the experimental setups and stimulation sites (frontal, parietal, and occipital) used in these studies. The CFC-tACS protocols have been investigated in several domains (learning, WM, and verbal-long term memory) (Alekseichuk et al., ; Lara et al., ; Turi et al., 2020; Riddle et al., 2021) and have recently gained popularity among the researchers. In principle, the peak-coupled tACS (gamma bursts nested into theta peaks) protocols mimic the endogenous theta-gamma CFC phase specificity needed for cognitive control (Smith et al., 2015). Thus, one might expect that the peak-coupled theta-gamma tACS would improve cognitive functions compared with the sham stimulation. In the context of WM, the causal role of CFC was demonstrated by Alekseichuk et al. () in which exogenously applied theta and gamma CFC tACS were adjusted to the intrinsic continuous theta and repetitive gamma waves in the prefrontal cortices of healthy participants. Interestingly, theta-gamma tACS boosted working memory more than theta-tACS alone, and the effect was more pronounced when the gamma bursts (in the range of 80–100 Hz) were over the peak of the theta cycles (peak-coupled tACS). Alekseichuk et al. () and Turi et al. (2020) investigated the effect of theta/gamma CFC tACS protocols aimed at the stimulating frontal and cingulate cortices on Go/NoGo monetary reward-based and punishment-based instrumental learning task outcomes. They used different theta/gamma CFC tACS protocols, in contrast to the results of (Alekseichuk et al., ) This study showed no consistent reinforcement effect of peak-coupled tACS, whereas trough-coupled tACS (gamma bursts were nested into theta troughs) impaired cognitive control (Alekseichuk et al., ; Turi et al., 2020). Furthermore, Riddle et al. found that the delta/beta peak-coupled tACS (beta oscillations in the prefrontal cortex were nested into the peak of delta cycles in the prefrontal cortex) and theta/gamma peak-coupled tACS (gamma bursts in the parietal-occipital were nested into the peak of theta cycles in the prefrontal cortex) modulated the cognitive task outcomes (Riddle et al., 2021). Additionally, Lara et al. examined the effect of theta/gamma CFC tACS during the verbal long-term memory encoding, the results of this study were consistent with those of Lara et al. (). Thus, the effect of CFC-tACS on the brain function outcomes could vary depending on the domain tested (WM, learning, long-term memory, etc.), brain regions activated, and experimental setups used. In general, the WM performance is sensitive to the phase and rhythm of externally applied tACS (Alekseichuk et al., ), as well as to the area of stimulation (brain cortices) and the experimental setups. In the context of WM and CFC, Alekseichuk et al. () study opens the way for the promising research on frequency tuned non-invasive brain stimulation protocols to modulate the CFC activities instead of only modulating the narrow banded oscillatory activities. Furthermore, future studies should investigate the effect of CFC-tACS on WM in the healthy participants and in the patients with WM deficits as the two groups differ substantially in their susceptibility to tACS effect (Hoy et al., , ; Dallmer-Zerbe et al., ).
In summary, the association between CFC and WM has been demonstrated in many studies. The effect of CFC tACS on the WM outcomes needs to be comprehensively studied using different brain regions involved in the WM processing and different experimental setups to achieve a consistent effect that is associated with the acceptable behavioral improvement and minimal tACS-induced side effects. Innovative approaches to validate the tACS effects in realistic settings are needed before CFC-tACS can modulate everyday cognitive performance and be used as a promising therapeutic tool.
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Statements
Author contributions
MA conducted the literature search and the summaries of previous published studies. MA and WA wrote the first and the final version of the manuscript. EK contributed to the progress of the manuscript and provided guidance with expert perspective. All authors contributed and approved the final version of the manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
- WM
working memory
- ADHD
attention deficit hyperactivity disorder
- MCI
mild cognitive impairment
- AD
Alzheimer's disease
- CFC
cross frequency coupling
- PAC
phase amplitude coupling
- EEG
electroencephalography
- MEG
magnetoencephalography
- iEEG
intracranial electroencephalography
- STM
short term memory
- tACS
transcranial alternating current stimulation
- tDCS
transcranial direct current stimulation
- TMS
transcranial magnetic stimulation
- TGC
theta gamma coupling
- DMN
default mode network.
Abbreviations
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Summary
Keywords
cross-frequency coupling, neuronal oscillations, phase-amplitude coupling, theta-gamma coupling, working memory
Citation
Abubaker M, Al Qasem W and Kvašňák E (2021) Working Memory and Cross-Frequency Coupling of Neuronal Oscillations. Front. Psychol. 12:756661. doi: 10.3389/fpsyg.2021.756661
Received
10 August 2021
Accepted
14 September 2021
Published
21 October 2021
Volume
12 - 2021
Edited by
Robert West, DePauw University, United States
Reviewed by
Kira Bailey, Ohio Wesleyan University, United States; Ashley Jean Scolaro, Central College, United States
Updates
Copyright
© 2021 Abubaker, Al Qasem and Kvašňák.
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*Correspondence: Mohammed Abubaker mohammad.abubaker@lf3.cuni.cz
This article was submitted to Cognition, a section of the journal Frontiers in Psychology
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