MINI REVIEW article

Front. Plant Sci., 08 January 2019

Sec. Plant Biotechnology

Volume 9 - 2018 | https://doi.org/10.3389/fpls.2018.01875

Engineering Drought Resistance in Forest Trees

  • 1. Beijing Advanced Innovation Center for Tree Breeding by Molecular Design, College of Biological Sciences and Technology, Beijing Forestry University, Beijing, China

  • 2. Forest Botany and Tree Physiology, University of Goettingen, Göttingen, Germany

  • 3. Centre of Biodiversity and Sustainable Land Use, University of Goettingen, Göttingen, Germany

  • 4. Department for Innovation in Biological, Agrofood and Forest systems, University of Tuscia, Viterbo, Italy

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Abstract

Climatic stresses limit plant growth and productivity. In the past decade, tree improvement programs were mainly focused on yield but it is obvious that enhanced stress resistance is also required. In this review we highlight important drought avoidance and tolerance mechanisms in forest trees. Genomes of economically important trees species with divergent resistance mechanisms can now be exploited to uncover the mechanistic basis of long-term drought adaptation at the whole plant level. Molecular tree physiology indicates that osmotic adjustment, antioxidative defense and increased water use efficiency are important targets for enhanced drought tolerance at the cellular and tissue level. Recent biotechnological approaches focused on overexpression of genes involved in stress sensing and signaling, such as the abscisic acid core pathway, and down-stream transcription factors. By this strategy, a suite of defense systems was recruited, generally enhancing drought and salt stress tolerance under laboratory conditions. However, field studies are still scarce. Under field conditions trees are exposed to combinations of stresses that vary in duration and magnitude. Variable stresses may overrule the positive effect achieved by engineering an individual defense pathway. To assess the usability of distinct modifications, large-scale experimental field studies in different environments are necessary. To optimize the balance between growth and defense, the use of stress-inducible promoters may be useful. Future improvement programs for drought resistance will benefit from a better understanding of the intricate networks that ameliorate molecular and ecological traits of forest trees.

Introduction

Forests cover about 30% of the terrestrial land (FAO, 2016). They have strong effects on the local climate (Li et al., 2015), by interacting with biogeochemical water cycles (Ellison et al., 2017). When forest trees die or forests are cleared across large-scale landscapes, the negative consequences of drought are aggravated (Allen et al., 2015; Reyer et al., 2015), as shown for many areas world-wide (Laurance, 1998, 2004; van der Werf et al., 2008; Malone, 2017). Over-utilization of forests as a feedstock for energy, construction materials, or the generation of value-added products for the chemical industries, intensifies the problem.

The negative consequences of drought become even more urgent in current times of climate change because projections suggest that such events will occur more frequently and be more extreme (Allen et al., 2010; Reyer et al., 2015). In the past decades, global warming has resulted in a drastic reduction of ice-covered northern polar areas during summer (NSIDC, 2018). Over smaller polar areas air temperatures are cooling down less, thus, resulting in lower differences between boreal, temperate and tropical areas. A possible climate implication of this atmospheric situation is an effect on jet-stream oscillation, which in turn may extend stable meteorological high- and low-pressure (anticyclone/cyclone) conditions; the consequences of such conditions are manifested in periods of precipitation on the one hand, and periods of drought on the other hand (Schaller et al., 2018). During lows, flooding events are frequent, whereas the long-lasting highs lead to scarcity of water in many regions world-wide (FAO, 2016). The dry spells promote salt accumulation in upper soil layers, soil degradation, and erosion (Polle and Chen, 2015). Salt and drought are, thus, often co-occurring stresses with which plants have to cope although their physiological implications vary to some extent (Chen and Polle, 2010; Polle and Chen, 2015). The current review is focused on tree responses and improvement by genetic engineering in response to drought. Since most studies in which trees were ameliorated for improved stress resistance included both drought and salt, salinity cannot be completely ignored.

In this review we highlight the molecular physiology of drought stressed forest trees and present an overview on recent biotechnological approaches to improve the drought tolerance of trees with a focus on yield and enhanced stress resistance. Drought effects on woody plants and measures for tree improvements have regularly been reviewed (Wang et al., 2003; Polle et al., 2006; Rennenberg et al., 2006; Fischer and Polle, 2010; Harfouche et al., 2014). Therefore, this review briefly recapitulates the molecular physiology of drought and salt tolerance mechanisms. We summarize novel studies, published in the past 5 years on the performance of trees engineered for better osmotic resistance. We also pinpoint research gaps that need to be addressed for future improvement of drought resistance in trees.

Concepts and Strategies

Growth and reproduction of plants requires access to water. Water is the solvent for nutrients in soil, the transport medium for nutrients in the plants and the solvent for cellular solutes. Because water is essentially the “stuff of life”, the plant water status is tightly controlled by a multitude of general and specific measures such as stomatal control on water loss (Buckley, 2005; Daszkowska-Golec and Szarejko, 2013), osmotic adjustment (Harfouche et al., 2014), anatomical adjustment of the water conducting system (Sperry and Love, 2015; Leuschner and Meier, 2018), deposition of cuticular waxes (Hadley and Smith, 1990) and morphological adjustments such as leaf shedding to avoid uncontrolled desiccation (Munné-Bosch and Alegre, 2004; Fischer and Polle, 2010). Periods of severe and long-lasting drought threaten the existence of plants when overruling their acclimation capacities. These broad examples show that drought responses act at different scales, i.e., inside the plant body and at the level of populations; the responses occur at different time scales, and thus, invoke short- and long-term adjustments that can be flexible or reflect evolutionary adaptation (Figure 1). As a result, drought resistance can be achieved by avoidance (homeostasis of tissue water status) or by tolerance mechanisms (acclimation that enable metabolism at a low water potential) (Levitt, 1980; Jones, 1993). These distinctions are important when considering strategies for engineering drought resistance in tree species.

Figure 1

Avoidance mechanisms generally act at the scale of organs or at the whole-plant and the species level (Figure 1). Drought adaptation is characterized by ecological traits such as leaf thickness, root morphology, leaf shedding, etc. It is obvious that these traits are the result of a distinct developmental repertoire in a given species. Due to their presumed complexity they have rarely been incorporated in molecular breeding programs. However, the availability of increasing number of tree reference genomes may open new avenues to better understanding and exploiting their ecological traits. For example, the genomes of European beech (Fagus sylvatica) and pedunculate oak (Quercus robur) have recently been published (Mishra et al., 2018; Plomion et al., 2018). These two species are closely related members of the Fagaceae but exhibit strongly divergent ecological behavior (Aranda et al., 2015; Roman et al., 2015). Beech has a shallow fine root system, while oak has a deep root system (Leuschner and Meier, 2018). Deeper tree roots make a valuable contribution to drought resistance and thus, root morphology is one of the traits targeted for improving water use by capturing subsoil water. At the whole-plant level drought stress avoidance is dependent on the capability of the tree to minimize loss and maximize uptake of water (Chaves et al., 2003) through stomatal control and extensive, deep root systems (Nguyen and Lamant, 1989; Brodribb et al., 2010). We envisage that exploiting genomic information, for instance by comparing the molecular differences in root development of important forest species such as beech and oak, novel approaches that could direct breeding for drought avoidance may become available.

Another interesting example for drought avoidance is leaf shedding, a common phenomenon in tropical dry forests (Wolfe et al., 2016). Leaf shedding is controlled by an intricate interplay of phytohormones, including ethylene, abscisic acid (ABA), and auxin (González-Carranza et al., 1998; Chen et al., 2002a,b; Jin et al., 2015; Paul et al., 2018), which could be harnessed to improve tree drought resistance. In polyploid poplars regenerated from protoplast fusion accelerated drought-induced leaf shedding was observed that resulted in increased tree survival under extreme drought (Hennig et al., 2015). The exact genetic basis of this phenotype is not known but it is apparently associated with partial genome duplication (Hennig, 2016).

Trees must exist in their environment over decades and centuries and therefore require not only drought adaptedness but also metabolic flexibility to adjust their metabolism to changing conditions. Drought tolerance is usually achieved by biochemical modification of the cellular metabolism (Figure 1). Acclimation to drought by an individual plant invokes changes in membrane composition, protection of protein folding, osmotic adjustment, scavenging of reactive oxygen species (ROS), etc. (Harfouche et al., 2014) and, thus, acts at the level of cells to organs (Figure 1). An important feature of plant drought tolerance is the increase in osmotic pressure as a countermeasure to maintain water flux under declining soil water potentials. The production of osmolytes is costly in terms of carbohydrates because it diverts carbohydrates from growth to defense. A striking example of how woody species from arid, saline deserts can economize their carbon budget is the succulent xerophyte Zygophyllum xanthoxylum (Janz and Polle, 2012). This species exploits sodium as a “cheap” osmolyte, thereby, improving photosynthesis and growth under harsh environmental conditions (Ma et al., 2012). The discovery of such amelioration mechanisms constitutes an important basis to improve drought tolerance in trees (Bao et al., 2015, more details are found below) and underpins our understanding of the physiological consequences of novel features, which is crucial to harness the critical molecular mechanisms for drought acclimation and adaptation.

Molecular Physiology of Osmotic Stresses

Roots

Roots are the first organ to sense and signal soil water deficits (Hamanishi and Campbell, 2011; Brunner et al., 2015). Since enhanced salinity decreases water availability to roots by increasing the osmotic potential in soil solution, the consequences for water uptake are partly similar to those of drought. Both drought and salt result in a decline in root-to-shoot water flow in poplars (Chen et al., 1997, 2002b; Shi et al., 2010), but the consequences are generally less severe in salt tolerant than in sensitive species (Chen et al., 2002b,c, 2003).

At the biochemical level, increased ABA concentrations are a hallmark of osmotic stress across all organs (Wasilewska et al., 2008; Kuromori et al., 2018) (Figure 2). The stress signal ABA interacts with pyrabactin resistance 1 (PYR1)/PYR1-like (PYL)/regulatory components of ABA receptors (RCAR) proteins, which then can then form a complex with PP2Cs (Type 2C phosphatases). Thereby, phosphorylation of a SnRK (Kinase) is enabled, which subsequently activates down-stream transcription factors and target genes (Fujita et al., 2011; de Zelicourt et al., 2016). Transcriptomic analyses of pine and poplar roots under drought revealed upregulation of genes for ABA biosynthesis [9-cis-epoxycarotenoid dioxygenase (NCED)], signaling and response factors such as DREB1, bZIP, AP2/ERF, MYB, NAC, and WRKY (Wilkins et al., 2009; Cohen et al., 2010; Lorenz et al., 2011; Perdiguero et al., 2012). Salinity and drought share similar response patterns in poplar roots, which are likely mediated by ABA (Chen et al., 1997, 2001, 2002b; Luo et al., 2009).

Figure 2

ABA in roots further promotes increased biosynthesis of proline (Davies and Bacon, 2003). High concentrations of proline may act as osmolyte and contribute to osmotic adjustment; a further possible function of proline is the protection of appropriate protein folding (Claeys and Inzé, 2013). However, only a few studies have demonstrated increases in proline concentrations in the roots of trees in response to drought stress (Cocozza et al., 2010; Naser et al., 2010). This casts doubts on a prominent role of proline as an osmolyte in roots. Another function of ABA biosynthesis and transport in roots may be related to stimulate endodermal suberization (Tan et al., 2003; Koiwai et al., 2004; Kuromori et al., 2010; Kanno et al., 2012; Zhang et al., 2014). A recent study demonstrated that endodermis is reversibly impregnated with hydrophobic compounds such as suberin in response to abiotic stresses, which might restrict apoplastic movement of water (Barberon et al., 2016).

Evidence is accumulating that ABA plays a role in regulating hydraulic conductance in roots possibly via aquaporin activity (Parent et al., 2009; Almeida-Rodriguez et al., 2011). At the molecular level, aquaporins are important for the control of water uptake (Fox et al., 2017). Since contrasting responses to different osmotic stress factors have been observed, their regulation is still unclear. For example, changes in the evaporative demand resulted in aquaporin upregulation (Parent et al., 2009; Almeida-Rodriguez et al., 2011), while drought or salt stress caused declines in their expression (Bogeat-Triboulot et al., 2007; Wang et al., 2017a). A decrease in aquaporins in roots is supposed to increase cellular water conservation due to reduced membrane water permeability during periods of dehydration stress (Smart et al., 2001; Bogeat-Triboulot et al., 2007) and would fit with the observed restriction of apoplastic water loss by enhanced suberization (Barberon et al., 2016).

Mycorrhizal fungi also increase tree stress tolerance by regulation of aquaporins and stress metabolites (Luo et al., 2009; Dietz et al., 2011; Xu et al., 2015; Peter et al., 2016), but an in-depth treatment of this aspect is beyond the scope of this review. The reader is advised to consult Brunner et al. (2015).

Stem

Physiological responses of trees to drought stress lead to hydraulic and carbon cycle adjustments (Parker, 1956; Bréda et al., 2006). The hydraulic architecture of the stem is important to keep up water transport under drought and re-establish water flux after re-irrigation. Hydraulic acclimation can be achieved by increased vessel frequencies and decreased vessel lumina (Hacke et al., 2006). Drought-resistant trees decrease the ratio of vessel lumen to cell wall thickness to enhance wall strength under water stress (Hacke et al., 2001) (Figure 2). While the anatomy and biophysics of xylem adjustment to water-limited conditions has often been studied (Tyree and Ewers, 1991; Anderegg, 2015; Sperry and Love, 2015), our knowledge on the molecular processes underlying these changes is limited. Aquaporins (PIP1 family) are important for refilling of embolized vessels and thereby helping the tree to recover after drought (Secchi and Zwieniecki, 2011; Laur and Hacke, 2014).

Anatomical and transcriptomic analyses of the developing xylem of poplars revealed that drought imposed changes that are similar to those found after salt exposure (Junghans et al., 2006; Bogeat-Triboulot et al., 2007; Janz et al., 2012; Wildhagen et al., 2018). For example, salt stressed poplar trees reinforce cell walls by increasing wall thickness relative to lumen area and avoid a strong loss in hydraulic conductivity by enhancing vessel frequency (Janz et al., 2012). Transcript abundances of of genes encoding fasciclin-like arabinogalactans (FLA), COBRA-like proteins, xyloglucan-endo-transglycolyases, pectin methylesterases were jointly repressed in developing xylem, while those of genes activating stress and defense responses increased (Janz et al., 2012). Similarly, in water-stressed poplars, transcript abundances of several cellulose synthases, arabinogalactan (AGP) and fasciclin-like proteins decreased (Berta et al., 2010). Wildhagen et al. (2018) also reported massive changes in the regulation of genes required for cell wall forming enzymes. Unexpectedly, drought decreased lignin and increased the saccharification potential of the wood (Wildhagen et al., 2018), indicating positive changes with regard to the biotechnological usage of wood. It would therefore be worthwhile to test whether these changes can be achieved without the typical drought-induced growth-defense trade-off.

Drought further activates antioxidant defenses in the cambium of different poplar clones [Dvina (P. deltoides), I-214 (P. × canadensis), Pallara et al., 2012]. A distinct isoform of CATALASE 3 (CAT3) was strongly enhanced under water deficit, unpinning an essential role for this enzyme in ROS control under drought stress (Pallara et al., 2012). Furthermore, increases in the concentrations of osmotically active solutes in the cambial region of P. alba accompanied reductions in predawn leaf water potentials and stem dehydration (Pallara et al., 2012).

Leaves

Stomatal regulation is one of the most important mechanisms to adjust water consumption to fluctuations in water availability (Tardieu and Simonneau, 1998; McDowell et al., 2008; Skelton et al., 2015). Regulation of stomatal aperture reduces water loss by leaf transpiration (Stålfelt, 1955; Barrs, 1971; Brodribb and Holbrook, 2003; Araújo et al., 2011) but there is a trade-off between transpirational water loss and CO2 assimilation (Jarvis and Jarvis, 1963; Cowan, 1978). Pioneering studies involving poplar species and hybrids shed light on two drought stress response strategies, anisohydric and isohydric behavior with divergent consequences for water flux and biomass production (Marron et al., 2003; Monclus et al., 2006; Giovannelli et al., 2007). Anisohydric plants keep their stomata relatively widely open and prevent dehydration by increasing the osmotic pressure in leaves (Gebre et al., 1994; Marron et al., 2002; Hanin et al., 2011; Barchet et al., 2014; Martorell et al., 2015); thereby, they are capable to support growth and biomass production (Passioura, 2002). Isohydric plants limit water loss through sensitive stomatal regulation and closure and/or by leaf abscission (Couso and Fernández, 2012). Poplars are isohydric species but exhibit a suite of adaptive measures (Brignolas et al., 2000) such as variation in stomatal sensitivity (Hamanishi et al., 2012), leaf shedding (Marron et al., 2002) and growth decline (Giovannelli et al., 2007). In a population of tree species a continuum of responses to water deficit between isohydryic and anisohydric behavior can be found (Klein, 2014). For instance, beech generally exhibits isohydric behavior but progenies from dry habitats showed stronger anisohydric behavior than those from wet habitats (Nguyen et al., 2017). In poplar, heritability of stomatal responsiveness to water deficit is generally high, indicating that this trait is a useful target for genetic engineering (Orlovic et al., 1998; Al Afas et al., 2006; Monclus et al., 2006).

Endogenous ABA is rapidly produced upon water deficit, initiating a signaling cascade that results in down-stream responses such as stomatal closure (Fujii et al., 2009). Besides roots, ABA biosynthesis takes place in leaves (Kuromori et al., 2018). Stomatal responsiveness to ABA shows large variation among different species and is evolutionary determined (Sussmilch et al., 2017). In angiosperms, ABA induced stomatal closure is usually rapid and can occur within seconds or minutes (Geiger et al., 2011), thus, not requiring de novo transcription. Over-expression of the ABA biosynthesis protein 9-cis-epoxycarotenoid dioxygenase 3 (NCED3) is beneficial for water-use efficiency (WUE) and results in enhanced drought resistance in several plant species (Iuchi et al., 2001; Tung et al., 2008). Drought induced changes in stomatal development involve regulation of transcript abundance of the poplar orthologs of STOMAGEN, ERECTA, and STOMATA DENSITY AND DISTRIBUTION 1 (SDD1) (Harfouche et al., 2014). Interestingly, WUE was increased by the over-expression of a poplar ortholog of ERECTA in A. thaliana (Xing et al., 2011). ERECTA controls stomatal density but the sequence of events leading to this effect is still unknown (Xing et al., 2011). Genes such as ERECTA, SDD1, or NCED3 should be the focus of future research programs aimed at developing transgenic or gene-edited trees with resistance to naturally occurring field drought conditions.

At the cellular level, biochemical protection measures are activated in response to drought to avoid negative consequences of stress-induced ROS and to endure water deficit (Wang et al., 2003, Figure 2). Moderate water stress results in increased concentrations of soluble carbohydrates and polyols, which potentially promote maintenance of cell turgor in P. euphratica leaves through increased osmotic pressure (Bogeat-Triboulot et al., 2007). However, after salt acclimation bulk soluble carbohydrates (including glucose and fructose, sucrose), sugar alcohols, organic acids, mostly decrease or remain almost unaffected (Ottow et al., 2005; Dluzniewska et al., 2007; Ehlting et al., 2007; Brinker et al., 2010), suggesting that moderate salt accumulation in leaves may compensate for osmotic adjustment as observed in some halophytic species (Ma et al., 2012). It is noteworthy that amino acids, in particular proline, increase drastically in both water- and salt-stressed leaves (Brosché et al., 2005; Ottow et al., 2005; Dluzniewska et al., 2007; Ehlting et al., 2007; Pallara et al., 2012). In accordance, the mRNA levels of genes encoding enzymes that catalyze rate-limiting steps of proline synthesis and degradation [delta-1-pyrroline-5-carboxylate synthase (PcP5CS) and proline dehydrogenase] accumulate under osmotic stress (Dluzniewska et al., 2007). However, the bulk rise of proline to μM levels is insufficient to explain the observed change in osmotic pressure in salt exposed trees required to maintain water uptake (Ottow et al., 2005; Brinker et al., 2010). Therefore, increased proline may act as a protectant of protein integrity rather than function as an osmolyte in leaves.

Antioxidative systems also play an important role in the defense against negative consequences of drought stress (Hasanuzzaman et al., 2013). Therefore, one would expect that populations of wild tree species (beech) from dry conditions contain higher ROS protection than those from mesic conditions. Unexpectedly, the opposite was observed: unstressed beech from a mesic habitat showed a higher antioxidative capacity than those from a dry habitat and moreover, those from mesic conditions showed a stronger antioxidative response to drought than those from the dry habitat (Carsjens et al., 2014). These observations suggest that trees exposed infrequently to stress respond more flexibly, whereas long-term stress adapted trees are protected by resistance measures, which are already in place before the onset of acute stress. This view is also supported by constitutively enhanced salt tolerance of P. euphratica compared to salt sensitive poplars (Janz et al., 2010). The enhanced tolerance of P. euphratica is, for example, based on the expansion of the sodium:proton antiporter family in the genome of this species (Ma et al., 2013). These few and selective examples highlight that divergent strategies may be required for improving drought resistance in short- or long-term water limited environments.

Genetic Approaches for Increased Stress Tolerance

Because drought and other osmotic stresses result in multiple tolerance or avoidance mechanisms, simple strategies for improving the performance of trees in water-limited environments do not exist. In order to target a suite of genes that can enhance drought tolerance, recent attempts to improve plant performance have often focused on signal perception and transduction (Table 1), whereas overexpression of structural genes found fewer applications (Table 2). Strategies for the selection of candidate genes relied mainly on the inducibility of genes under stress or on the gene origin in a highly stress tolerant species (Tables 1, 2).

Table 1

GenesSourcesAbiotic and chemical elicitorsFunctional characterization
PromoterTransgenic speciesPhenotypes of stress toleranceFunctional traits of transgenics under stress conditionsReferences
SIGNAL PERCEPTION AND TRANSDUCTION
PYR/PYL/RCAR PYRL1 PYRL5Populus trichocarpadrought ABA2x CaMV 35SPopulus davidiana x P. bolleanaDrought osmotic stress cold↑ stomatal closureYu J. et al., 2017
↑ drought tolerance
↑ cold tolerance
↑ osmotic stress resistance
↓ water loss
PYR/PYL/RCAR PYRL1 PYRL5Populus trichocarpadrought ABA2x CaMV 35SA. thalianadrought↑ interaction with PP2CYu J. et al., 2016
↑ ABA sensitivity
↑ recovery after re-watering
↓ seed germination
PP2C HAB1Populus euphraticadrought ABACaMV 35SA. thalianadrought↑ ABA responseChen et al., 2015
↑ drought sensitivity
↑ interaction with PYL4 in yeast two-hybrid assays
MAPK MAPK1Morus LDrought Cold Heat NaClCaMV 35SA. thalianaNaCl H2O2↑ NaCl toleranceLiu et al., 2017
↑ H2O2 tolerance
↓ heat and drought tolerance
MYB MYB1Fraxinus velutinaNaCl droughtCaMV 35SNicotiana tabacumNaCl↑ biomass productionLi et al., 2016
↑ SOD and POD activity
↑ proline content
NAC NAC034 NAC035 NAC045Populus euphraticaDrought NaClCaMV 35SA. thaliana P. tomentosadrought NaCl↑ root developmentLu et al., 2017
↑ stem elongation
↑ drought sensitivity
↑ NaCl sensitivity
NACNAC3Cicer arietinumdrought ABA NaClCaMV 35SPopulus deltoides x P. euramericanadrought NaCl↑ improved growth under drought, comparable to WTMovahedi et al., 2015
↑ proline content
↑ photosynthetic pigments
↑ antioxidant enzymes
NACNAC13Tamarix hispidaNaCl droughtCaMV 35STamarix hispida A. thalianaNaCl osmotic stress↑ POD and SOD activityWang L. et al., 2017
↑ proline content
↑ chlorophyll content
↓ ROS
↓ MDA
NACSNAC1Phyllostachys edulisauxinCaMV 35SA. thalianadrought PEG↑ survival rate under droughtWang L. et al., 2016
↑ overall growth
ErbB-3 binding protein1EBP1Hevea brasiliensiscold drought ABACaMV 35SA. thalianadrought↑ enhanced expression of RD29A, RD22 and CYCD3;1Cheng et al., 2016
↑ organ size
ZFP (zink finger protein)ZxZFZygophyllum xanthoxylumdroughtRD29Athaliana Populus x euramericanaMannitol ABA↑ PSII activityChu et al., 2016
↑ root growth
↑ antioxidant enzymes
↓ H2O2
EPF (epidermal patterning factor)PdEPF2Populus nigra x (P. deltoids x P. nigra)droughtCaMV 35SA. thalianadrought↑ germination rateLiu et al., 2016
↑ primary root length
↑ proline content
↑ chlorophyll content
↑ photosynthetic activity
CBF (C-repeat binding factor)CBF4Populus euphraticacold oxidative stress drought ABA NaClCaMV 35SPopulus tomentosadrought ABA NaCl↑ iWUETian et al., 2017
↑ photosynthesis rate
↑ antioxidative enzymes
↑ proline
↓ overall growth (dwarf)
ERFERF76P. simonii x P. nigraNaClCaMV 35SP. simonii x P. nigraNaCl↑ ABAYao et al., 2016
↑ GA
↑ upregulation of 16 TFs and 45 stress related genes
START transcription factorEDT1/HDG11A. thalianadrought NaClCaMV 35S TUB2Populus tomentosa, Gossypium hirsutumdrought NaCl↑ proline contentYu L. H. et al., 2016
↑ soluble sugar content
↑ antioxidant enzymes
↑ NaCl tolerance
↑ drought tolerance
CDPK (Calcium -dependent protein kinase)PeCPK10Populus euphraticaDrought Salt ColdCaMV 35SA. thalianaDrought Freezing↑ expression of stress/ABA- responsive genesChen et al., 2013
bZIP (Basic leucine zipper protein)ThbZIP1Tamarix hispidaNaCl PEG 6000 NaHCO3 CdCl2CaMV 35SNicotiana tabacumSalt↑ activity of POD and SODWang et al., 2010
↑ soluble sugars
↑ soluble proteins
Nucleoside diphosphate kinasesNDPK2Populus trichocarpaROSCaMV 35SPopulus deltoides x P. euramericanaNaCl drought↑ auxin related genesZhang et al., 2017
↑ drought tolerance
↑ NaCl tolerance
Nuclear factor YNF-YB3Picea wilsoniiNaCl heat PEG not ABA not coldCaMV 35SA. thalianadrought NaCl ABA↑ NaCl toleranceZhang et al., 2015
↑ SOS3 transcript levels
↑ drought tolerance
↑ CDPK1 transcript levels
↑ CBF marker genes
DREB (Dehydration -responsive element binding protein)PeDREB2aPopulus euphraticaDrought NaCl Low temperature NAA 6-BA GA3 Not by ABARD29AA. thaliana Lotus corniculatusSalt Drought↑ root length and plant height ↑ soluble sugars levels ↓ MDA levelsZhou et al., 2012
DREBPeDREB2Populus euphraticaDrought High salinity Cold Not by ABACaMV 35STobaccoHigh-salt↑ seed germination ↑ chlorophyll levels ↑ chlorophyll fluorescence ↓ growth retardationChen et al., 2009
DREBPeDREB2LPopulus euphraticadehydration salt ABACaMV 35SA. thalianaDrought Freezing↑ DRE/CRT-containing stress- responsive genes, RD29A and RD29BChen et al., 2011
DREBThDREBTamarix hispidaNaCl PEG NaHCO3 CdCl2CAMV 35STobacco Tamarix hispida (transient transgenic)NaCl Mannitol↑ antioxidase activity (SOD,POD) ↓ ROS (H2O2) ↓ MDA content ↓ electrolyte leakage (EL)Yang et al., 2017
DREBDREB4AMorus albacold droughtCaMV 35SA. thaliana N. tabacumDrought NaCl heat↑ regulation of ABI1 and ABI2Liu et al., 2015
↑ proline content
↓ MDA
↑ NaCl, heat and droughttolerance in tobacco
DREBDREB2AFraxinus pennsylvanicadrought2x CaMV 35SRobinia pseudoacaciadrought↑ stress-inducible genesXiu et al., 2016
↑ ABA levels
↑ auxin levels
↓ GA levels
↓ zeatin riboside
CBLPeCBL6 PeCBL10Populus euphraticaDrought High salinity Cold Not by ABACAMV35SA. thalianaSalinity Drought Low temperature↑ fresh mass, survival rate ↑ chlorophyll content ↑ chlorophyll fluorescence (Fv/Fm)Li et al., 2013
NAC [No apical meristem (NAM), (CUC)] superfamily PeNAC1Populus euphraticaDrought Salt stress ABA (slightly induced)CaMV 35SA. thalianaSalt↑ survival rates, fresh weightsWang et al., 2013
↑ capacity for K+ uptake and transport
↓ AtHKT1 gene expression
↓ Na+ content
NACPeNAC036Populus euphraticaDrought Salt ABACaMV 35SA. thaliana (WT) and mutant anac072Salt Drought↑ plant height, primary root length (1/2 MS agar medium)Lu et al., 2017
↑ survival rate (Soil culture)
↑ expression levels of COR47, RD29B, ERD11,RD22 and DREB2A
ERF (Ethylene) response factor ERF76Populus simonii x Populus nigraDrought Salinity ABA .CaMV 35SP. simonii x P. nigraSalt↑ Plant height, root length, and fresh weightWang et al., 2014 Yao et al., 2016
↑ gene expression of ABA and GA signal pathways
↑ defense-related genes, such as LEA, GST and HRGP genes
↑ signal transfer-related Genes (incl). P-tyrosine phosphatases, MAPKKK and PR5K
WRKYThWRKY4Tamarix hispidaDrought Salt ABACaMV 35SA. thalianaABA Salt Oxidative stress↑ SOD and POD activityZheng et al., 2013
↓ ROS level
↓ cell death
ZFP (Zinc finger protein) ThZFP1Tamarix hispidaNaCl Mannitol ABACaMV 35SA. thaliana Tamarix hispida (transient overexpression or knockdown)ABA NaCl Mannitol↑ SOD and POD activity and encoding genesZang et al., 2015
↑ proline level, and ThP5CS1&2 genes
↑ chlorophyll content
and H2O2
↓ MDA content, membrane lipid peroxidation, electrolytic leakage

Functional characterization of drought- and salt-inducible protein kinase and transcription factors originating from or expressed in trees species.

Polyethyleneglycol (PEG), 1-naphthaleneacetic acid (NAA), 6-benzyl aminopurine (6-BA), gibberellic acid (GA), abscisic acid (ABA), superoxide dismutase (SOD), peroxidase (POD), malondialdehyde (MDA), Cauliflower mosaic virus (CaMV), Electrolyte leakage (EL), instantaneous water use efficieny (iWUE), ↑, Increase; ↓, Decrease.

Data were searched between 2013 and 2018 with the key words: Tree and overexpression and drought in Web of Science.

Table 2

GenesSourcesAbiotic and chemical elicitorsFunctional characterization
PromoterTransgenic speciesPhenotypes of stress toleranceFunctional traits of transgenics under stress conditionsReferences
DEFENSE AND OTHER STRUCTURAL GENES
Cysteine proteaseSmCPSalix matsudanaNaClCaMV 35SA. thalianaNaCl↑ germination rate ↑ SOD activity ↓ MDA content↓ electrolytic leakageZheng et al., 2018
AquaporinPeAQUA1Populus x euramericanadrought NaCl woundingCaMV 35SPopulus albazinc↑ growth rate ↑ intrinsic Transpiration EfficiencyAriani et al., 2016
NXH (proton-sodium antiporter)ZxNHX H+-PPase ZxVP1-1Zygophyllum xanthoxylumNaCl drought auxinCaMV 35SMedicago sativa (Alfalfa)drought↑ biomass production ↑ Na+, K+ and Ca2+accumulation in leaves and roots ↑ leaf relative water content ↑ greater photosynthesis capacityBao et al., 2015
DehydrinHbDHN1 HbDHN2Hevea brasiliensisABA ET JA NaCl drought heat woundingCaMV 35SA. thalianaNaCl drought water stress osmotic stress↑ APX & SOD ↑ drought tolerance ↑ NaCl tolerance ↑ tolerance to osmotic stress ↓ H2O2Cao Y. et al., 2017
Ascorbate PeroxidaseAPXPopulus tomentosaH2O2CaMV 35SNicotiana tabacumDrought NaCl Oxidative stress↑ chlorophyll content ↑ NADP to NADPH ratio ↓ H2O2 ↓ MDACao S. et al., 2017
XTHDkXTH1Diospyros kakidarkness cold/heat-shock ET ABA GA IAACaMV 35SA. thaliana, Solanum lycopersicumNaCl drought↑ NaCl tolerance in A. thaliana and tomato↑ drought tolerance in A. thaliana and tomatoHan et al., 2017
Choline oxidasecodAbacteriacold NaCl droughtSWPA2 (oxidative stress inducible)Populus alba x glandulosaNaCl drought↑ higher glycin betain levels ↑ auxin responsive genes ↑ PSII activity ↓ membrane leakage ↓ ROS productionKe et al., 2016
FMO (flavin monooxygenase-like)YUCCA6A. thalianaauxinSWPA2 (oxidative stress inducible)Populus alba x glandulosadrought↑ auxin production↑ drought tolerance ↑ PSII activity ↓ membrane leakage ↓ main root growth ↓ membrane leakageKe et al., 2015
GS (glutamine synthase)GS1Pinus sp.drought nitrogenCaMV 35SHybrid poplardrought↑ WUE ↑ NUE ↑ glutamine, GABA, putrescin, hydroxyrpolineMolina-Rueda and Kirby, 2015
STS (Stilbene synthase)MaSTS1 MaSTS2 MaSTS3 MaSTS4Morus atropurpureaSA ABA wounding NaClCaMV 35SNicotiana tabacumheat NaCl PEG↑ trans-resveratrol levels ↑ drought tolerance↑ NaCl toleranceWang et al., 2017b
CYP450 CYP714A3Populus trichocarpaGAEui (GA mutant)Oryza sativaNaCl↑ NaCl tolerance ↓ GA levels ↓ excessive shoot growth of eui mutant is compensatedWang C. et al., 2016
AquaporinTIP4;1-1Phyllostachys edullisdrought NaClCaMV 35SA. thalianadrought NaCl↑ antioxidant enzymesSun et al., 2017
↑ photosynthetis
↓ MDA
UDP-galactose-4-epimerasePeUGEPhyllostachys edullisdrought NaCl Water stressCaMV 35SA. thalianaDrought NaCl↑ chlorophyll fluorescenceSun et al., 2016
Vacuolar H+-pyrophosphataseAVP1Populus trichocarpaNaCl drought pHCaMV 35SA. thaliana Populus davidiana × bolleanaNaCl↑ prevents NaCl accumulation↑ higher ion effluxYang et al., 2015
Galactinol synthaseGolS2SNF1-related protein kinaseSRK2CA. thalianaPEG ABA NaClCaMV 35SPopulus tremula × tremuloidesNaCl↑ abiotic stress tolerance↓ OEX did not induce gene expression in poplar as in A. thalianaYu X. et al., 2017
Hydrolases superfamily proteinPAD4Populus tremula x tremuloidesSA drought UV-light root hypoxiaRNAiA.thaliana Populus tremula x tremuloidesdrought↑ drought sensitivity ↓ water useSzechynska-Hebda et al., 2016

Functional characterization of drought- and salt-inducible structural genes originating from or expressed in trees species.

Overexpression (OEX), Polyethyleneglycol (PEG), 1-naphthaleneacetic acid (NAA), 6-benzyl aminopurine (6-BA), gamma-Aminobutyric acid (GABA), gibberellic acid (GA), abscisic acid (ABA), superoxide dismutase (SOD), ascorbate peroxidase (APX), Salicylic Acid (SA), peroxidase (POD), malondialdehyde (MDA), Cauliflower mosaic virus (CaMV), Electrolyte leakage (EL), ↑, Increase; ↓, Decrease.

Data were searched between 2013 and 2018 with the key words: Tree and overexpression and drought in Web of Science.

In most cases, candidate genes for stress tolerance were expressed under the 35S promoter, leading to high constitutive production in the transgenic plant (Table 1). A drawback of this approach is that more drought resistant plants often show biomass yield trade-off (e.g., the dwarfed eui mutant, a mutant in the GA-regulating CYP714 A3 gene, Wang C. et al., 2016). The utilization of stress-inducible promoters may be promising to achieve a balance between growth under non-stress conditions and enhanced defense activation under drought conditions. For example, a novel zinc finger protein from the succulent, xerophytic species Z. xanthoxylum rendered transgenic plants more tolerant to osmotic stress (Chu et al., 2016; Table 1). Similarly, overexpression of DREB (dehydration responsive protein binding element) under the RD29 promoter activated osmolytes (sugars) and enhanced the performance of transgenic plants under drought stress (Zhou et al., 2012; Table 1). Other studies showed successful activation of antioxidants, reduction of membrane leakage and increased photosynthesis, when YUCCA6 (a flavin mono-oxygenase-like from Arabidopsis thaliana) or choline oxidase (from bacteria) were overexpressed under an oxidative stress-inducible promoter (Ke et al., 2015, 2016; Table 2). However, overall utilization of stress-inducible promoters is still rare.

Plant model species, in which drought responses have often been studied and for which genomic information is available for a decade or longer, such as A. thaliana and Populus spp. were often used as the source species of inducible genes. In recent years, the gene pool of drought and salt tolerant woody species has increasingly been tapped. Among these species are: the succulent, xerophyte Z. xanthoxylum, the salt-tolerant and facultative succulent poplar, P. euphratica, the salt- and drought-tolerant species, Tamarix hispida and the salt-tolerant Fraxinus velutina (Tables 1, 2). Other crops and woody species that have also been increasingly used as gene source are: Diospyros kaki (a widely cultivated fruit tree in China), Phyllostachys edulis (bamboo), Morus spp. (mulberry, feed for silkworms), Hevea brasiliensis (rubber), Picea and Pinus (conifers), and Cicer arietium (herbaceous legume crop such chikpea). The target species were model species such as poplars, Arabidopsis and Nicotiana tabacum, but also crops such as alfalfa, cotton, lotus, tomato and rice. Transformation of non-model tree species for enhanced stress tolerance is still rare but recent results showed promise. Overexpression of DREB2A, a gene that forms a hub for drought-stress related gene expression in Robinia pseudoacacia resulted in enhanced drought resistance (Xiu et al., 2016). The drought resistant phenotype was mediated by the formation of deeper roots and decreased oxidative stress, and most likely mediated by effects on the phytohormone balance of the plants (Xiu et al., 2016, Table 1).

Succulence, which occurs in many drought or salt resistant species, is a complex trait that may prove to be useful for drought resistance. Leaf thickness and water content increase with increasing salinity and aridity (Ottow et al., 2005; Nguyen et al., 2017). Succulent leaves exhibit a significant water storage capacity and dilute intrinsic salt concentrations (Ottow et al., 2005; Scholz et al., 2011; Han et al., 2013; Ishii et al., 2014). Overexpression of a putative xyloglucan endotransglucosylase/hydrolase from P. euphratica (PeXTH) contributed to salt-induced leaf succulence (Han et al., 2013) by improving cell wall properties to cope with water deficit and high salinity (Cho et al., 2006). Overexpression of a hot pepper (Capsicum annuum) CaXTH3 in guard cells reduced transpiration under dehydration stress, thus, supporting a role of XTHs in drought resistance (Choi et al., 2011).

As highlighted before, the acclimatory responses of trees to drought invoke a multitude of molecular and biochemical changes. Consequently, a focus of many recent genetic approaches was on genes encoding protein kinases and transcription factors to potentially target whole signaling and biochemical pathways instead of single gene products. Overexpression of CPK (calcium-dependent protein kinase, Chen et al., 2013), bZIP (Basic leucine zipper protein, Wang et al., 2010), DREB (dehydration-responsive element-binding protein, Chen et al., 2009, 2011; Zhou et al., 2012; Yang et al., 2017), CBL (calcineurin B-like protein, Li et al., 2013), NAC [no apical meristem (NAM, Wang L. et al., 2016, 2017), ATAF (Arabidopsis transcription activation factor), CUC (cup-shaped cotyledon) superfamily, Wang et al., 2013; Lu et al., 2017], ERF (ethylene response factor, Wang et al., 2014; Yao et al., 2016), WRKY (Zheng et al., 2013), and ZFP (zinc finger proteins, Zang et al., 2015) often resulted in enhanced photosynthesis, higher WUE, higher activity of antioxidative enzymes, lower oxidative damage and improved growth under osmotic stress (Table 1). Examples are still rare where drought and salt responses are not congruent (Table 1). For example, overexpression of a MAPK1 of the MAPK C family resulted in more salt tolerant but less drought and heat resistant plants but the underlying mechanisms for this difference are speculative (Liu et al., 2017).

ABA is crucial in mediating plant drought responses. Most of the signal transduction and response factors used for stress amelioration are regulated by ABA (Table 1). The receptor RCAR is the first target of ABA and forms a complex with PP2C for stress signaling (Fujita et al., 2011; de Zelicourt et al., 2016). The situation is even more complex because multiple RCARs and PP2Cs exist that are forming combinatorial interaction networks (Tischer et al., 2017). Arabidopsis and hybrid poplar overexpressing RCARs from P. trichocarpa were more drought tolerant than the wildtype through decreased water loss and increased osmotic and antioxidative protection (Yu J. et al., 2016, 2017). However, there is also fitness trade-off because germination of the overexpressed Arabidopsis seeds is inhibited (Yu J. et al., 2016). The transgenic poplar phenotype was normal and the biomass gain under strong drought stress was higher than that of the controls (Yu J. et al., 2017). HAB1 was suggested to be the ortholog of Arabidopsis PP2C, which is a negative regulator of ABA signaling and acts as co-receptor for RCARs. Arabidopsis overexpressing HAB1 gene from P. euphratica lost ABA sensitivity and became more drought sensitive than the wildtype (Chen et al., 2015). Overall, functional characterization of these genes indicated that the core ABA signaling pathway is conserved in poplar and may be a suitable target for genetic engineering.

Studies applying novel gene editing methods (CRISPR/Cas9) to improve drought tolerance are still in their infancy but hold promise for new discoveries. For example, lignin deposition was reduced in poplars in which Myb170 expression was abolished by CRISPR/Cas9 (Xu et al., 2017). Surprisingly, heterologous expression of Myb170 in Arabidopsis uncovered its presence in guard cells, which showed stronger stomatal closure at night and thereby, enhanced drought protection (Xu et al., 2017). This study illustrates that novel functions of genes can be detected by combining CRISPR/Cas9 and overexpression.

Conclusions and Research Needs

Trees are capable of responding to drought stress through a wide variety of cellular and physiological acclimation strategies, which form the basis for genetic improvements of drought tolerance. In particular, overexpression of drought sensing, signal transduction, and drought responsive transcription factors can enhance drought tolerance in a variety of model systems and some economically important woody species. Our overview on transgenic modifications revealed that modifications at the cellular level were the main targets, often using genes from drought or salt tolerant woody species for overexpression. However, systematic studies to clarify if these genes perform better than those from drought sensitive species are lacking. Comparative studies suggest that amplification of distinct gene families such as the SOS pathway in P. euphratica, gene duplication, and evolutionary recruitment of distinct metabolites such as ABA for stomatal regulation could also be important avenues for future research. Furthermore, long-term studies under field conditions are still scarce. There is obviously a strong need for testing genetically modified trees in their natural environment because the combination of stress factors such as heat and drought together may overrule the effects of single stressors present under laboratory conditions.

At a wider scale, we have to assert that our mechanistic understanding of the interplay among osmotic regulation, hydraulic adjustment and uptake systems for water and nutrients is still in its infancy. In particular, the root-to-shoot communication that sets off a suite of responses leading to morphological changes of the root system is not clear. Therefore, an important future task will be to uncover the genetic basis for an optimized resource allocation between biochemical defenses and production of new structures such as deep rooting systems under stressful climatic conditions. Next-generation genomics and phenomics approaches will facilitate a better understanding of phenotype-genotype maps and help to formulate genomic-assisted breeding strategies in forest trees for resistance to drought stress and other osmotic cues.

Statements

Author contributions

AP, SC, CE, and AH drafted and wrote the manuscript together. All authors agreed on the final version of this review.

Funding

This work was supported by the European Commission's Seventh Framework Programme (FP7/2012-2017) under the Grant Agreement No. FP7-311929 (WATBIO), the Brain Gain (Rientro dei Cervelli) MIUR professorship (with tenure) for AH, and jointly by the National Natural Science Foundation of China (Grant Nos. 31770643 and 31570587), Beijing Municipal Natural Science Foundation (Grant No. 6182030), the Research Project of the Chinese Ministry of Education (Grant No. 113013A), the Program of Introducing Talents of Discipline to Universities (111 Project, Grant No. B13007) and the Beijing Advanced Innovation Center for Tree Breeding by Molecular Design (Beijing Forestry University).

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

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Summary

Keywords

water limitation, antioxidative systems, genetic engineering, forest tree species, isohydric, anisohydric, avoidance, tolerance

Citation

Polle A, Chen SL, Eckert C and Harfouche A (2019) Engineering Drought Resistance in Forest Trees. Front. Plant Sci. 9:1875. doi: 10.3389/fpls.2018.01875

Received

10 August 2018

Accepted

04 December 2018

Published

08 January 2019

Volume

9 - 2018

Edited by

Wout Boerjan, Flanders Institute for Biotechnology, Belgium

Reviewed by

Christine Helen Foyer, University of Leeds, United Kingdom; Chung-Jui Tsai, University of Georgia, United States

Updates

Copyright

*Correspondence: Andrea Polle

This article was submitted to Plant Biotechnology, a section of the journal Frontiers in Plant Science

Disclaimer

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.

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