Abstract
The SQUAMOSA-PROMOTER BINDING PROTEIN-LIKE (SPL) family of transcription factors is functionally diverse, controlling a number of fundamental aspects of plant growth and development, including vegetative phase change, flowering time, branching, and leaf initiation rate. In natural plant populations, variation in flowering time and shoot architecture have major consequences for fitness. Likewise, in crop species, variation in branching and developmental rate impact biomass and yield. Thus, studies aimed at dissecting how the various functions are partitioned among different SPL genes in diverse plant lineages are key to providing insight into the genetic basis of local adaptation and have already garnered attention by crop breeders. Here we use phylogenetic reconstruction to reveal nine major SPL gene lineages, each of which is described in terms of function and diversification. To assess evidence for ancestral and derived functions within each SPL gene lineage, we use ancestral character state reconstructions. Our analyses suggest an emerging pattern of sub-functionalization, neo-functionalization, and possible convergent evolution following both ancient and recent gene duplication. Based on these analyses we suggest future avenues of research that may prove fruitful for elucidating the importance of SPL gene evolution in plant growth and development.
Introduction
SQUAMOSA-PROMOTER BINDING PROTEIN-LIKE (SPL) proteins constitute a diverse family of transcription factors that play fundamental roles in plant growth and development, and are defined by a highly conserved region of 76 amino acids called the SBP domain (Klein et al., ; Yang et al., 2007). The SBP domain is involved in both nuclear import and sequence-specific DNA binding to a consensus-binding site containing a GTAC core motif and gene-specific flanking regions (Birkenbihl et al., ; Yamasaki et al., 2006; Liang et al., ). SPL genes are found in all green plants, including single-celled green algae, mosses, gymnosperms, and angiosperms (Cardon et al., ; Arazi et al., ; Riese et al., ), and were first identified in Antirrhinum majus (snapdragon, Plantaginaceae, asterid) based on the ability of closely related AmSBP1 and AmSBP2 to bind to the promoter of the floral meristem identity gene SQUAMOSA (SQUA) (Klein et al., ). This review focuses on the diversification of SPL genes following both gene duplication and speciation events, and illustrates the importance of research into these genes for a better understanding of plant development and evolution.
Gene Duplication as a Mechanism for SPL Gene Diversification
Gene duplication is common in plants and plays a key role in trait evolution (Lawton-Rauh, ; Crow and Wagner, ; Kaessmann, ; Airoldi and Davies, ). The SPL gene family is an excellent system in which to determine the fate of duplicate genes due to its extensive history of gene doubling, previously identified upstream pathways and downstream targets, and wide range of developmental functions. Whereas the most common fate of gene duplication is functional loss in one copy (non-functionalization), functional evolution can occur through the partitioning of ancestral functions (sub-functionalization), or the acquisition of novel functions (neo-functionalization) in one or both descendent genes (Ohno, ; Zhang et al., 1998; Lynch and Conery, ; reviewed in Zhang, 2003). Although sub-functionalization may have little immediate impact on phenotype, increased specialization of sub-functionalized paralogs within particular developmental modules is thought to be an important pre-requisite for trait evolution by mitigating the negative effects of mutations in genes that would otherwise exhibit strong pleiotropy (Force et al., ; Hughes, ; Hittinger and Carroll, ). Numerous studies have revealed different fates for duplicate genes in plant development (e.g., Kramer et al., ; Causier et al., ; Yamaguchi et al., 2006). However, much still remains to be learned about the evolutionary outcome of duplicated genes – both generally and in specific gene lineages – regarding their impact on genetic pathway and trait evolution.
Genomic sequencing has revealed 16, 18, 13, and 31 SPL genes in Arabidopsis thaliana (Arabidopsis, Brassicaceae), Oryza sativa (rice, Poaceae), Physcomitrella patens (moss, Funariaceae), and Zea mays (maize, Poaceae), respectively (Cardon et al., ; Arazi et al., ; Hultquist and Dorweiler, ; Riese et al., ; Miura et al., ). These genes can be separated into two major groups – long and short – the latter of which are largely regulated by the microRNAs miR156 and miR157 (Cardon et al., , ; Rhoades et al., ; Guo et al., ). Although understudied relative to other gene families, functional analyses have revealed divergent developmental roles for SPL genes in a diversity of angiosperm taxa. These include the promotion of juvenile to adult phase change (heteroblasty), reproductive transition, trichome development, apical dominance, inflorescence branching, fruit ripening, plastochron length (time between leaf initiation), pollen sac development, and copper homeostasis (Unte et al., ; Manning et al., ; Wu and Poethig, 2006; Schwarz et al., ; Wang et al., ; Yamaguchi et al., 2009; Yamasaki et al., 2009; Jiao et al., ; Miura et al., ; Preston and Hileman, ; Yu et al., 2010). Since variation in many of these traits accounts for both inter- and intra-specific variation in lifetime fitness (e.g., Hall and Willis, ; Anderson et al., ), functional analyses of duplicated SPL genes under different environmental conditions may foster substantial insights into the genetic basis for variation in plant life history traits including architecture and phase change evolution.
Patterns of Duplication in the SPL Gene Family
Similar to the developmentally important MADS-box transcription factor family (Becker and Theissen, ), phylogenetic evidence supports retention of multiple SPL paralogs following both ancient and more recent duplication events (Yang et al., 2007; Guo et al., ; Salinas et al., ) (Figure 1). Thus, it is hypothesized that duplicate SPL genes have been maintained in the genome by positive Darwinian selection following sub- or neo-functionalization. As will become clear in the following sections, gene orthology in this family does not always predict function. This suggests either common patterns of neo-functionalization or differential sub-functionalization in different SPL gene lineages.
Figure 1
The recent availability of several fully sequenced plant genomes has bolstered phylogenetic reconstruction of duplication in the SPL gene family. Salinas et al. (
Intron numbers are highly variable in the gene family, ranging from 1 to 10 (Cardon et al.,
Figure 2

Ancestral character state reconstructions across the SPL gene family. The gene trees are based on Figure 1, but only include genes for which functional data are available. Character state transitions in vegetative phase change (A), flowering time (B), and branching (C) were inferred from a ML analysis in Mesquite version 2.5 (Maddison and Maddison,
SPL Gene Clade Evolution
Clade-I
SPL clade-I genes are characterized by their large size, lack of miRNA156 and miR157-binding sites, and near ubiquitous expression across different organs of the plant (Cardon et al.,
Under low copper conditions atspl7 mutants have much lower levels of the microRNAs miR397a, miR398b, miR398c, miR408, and miR857, which in the wild type collectively and negatively regulate copper homeostasis proteins (Abdel-Ghany and Pilon,
Other SPL genes that function as copper-responsive gene promoter binding proteins are COPPER RESPONSE REGULATOR 1 (CRR1) in Chlyamydomonas reinhardtii (green alga) and PpSBP2 in P. patens (clade-II) (Kropat et al.,
Figure 3

Functional diversity of SPL genes. The gene tree is based on Figure 1, but only includes genes for which functional data are available. Green circles, presence; white circles, absence; black circles, unknown.
Clade-II
Similar to clade-I genes, members of SPL clade-II are relatively large, are expressed widely across the plant and throughout ontogeny, and lack negative regulation by miR156 and miR157 (Cardon et al.,
Functional data exists for two clade-II genes, AtSPL14 and PpSBP2; these data suggest functional diversification following speciation in this clade (Stone et al.,
In the case of arabidopsis, mutations in AtSPL14 result in plants that fail to respond to the fungal toxin fumonisin B1 (FB1) (Stone et al.,
Clade-III
Members of clade-III SPL genes have diverse functions, and although short relative to clade-I and II genes, lack regulation by miR156 or miR157 (Cardon et al.,
Despite the lack of functional data, expression of the AtSPL8 co-orthologs SlySBP8a and SlySBP8b in tomato tentatively suggests at least partial conservation of function in megasporogenesis. Both genes are expressed more highly in carpels and young versus old fruits, but have very low expression in roots, seedlings, and stamens (Salinas et al.,
In maize and rice, the SPL clade-III gene liguleless1 (Zmlg1and OsSPL8) is involved in development of the ligule and auricle (Figure 3), two structures borne on the adaxial surface of grass leaves between the blade and the sheath (Moreno et al.,
Clade-IV
Members of clade-IV SPL genes include AtSPL6 from arabidopsis, SlySBP6a, SlySBP6b, and SlySBP6c from tomato, and PpSBP3, PpSBP6, PpSBP6b, PpSBP13, and PpSBP14 from Physcomitrella (Figure 1). No orthologs have been found in monocots suggesting a loss of this gene lineage at least in the fully sequenced genomes of rice and other grasses. The only SPL clade-IV gene to be functionally characterized is P. patens PpSBP3 (Cho et al.,
Sequence analyses and expression data in miR156 and miR157 mutants suggest that clade-IV SPL genes are regulated by both miR156 and miR157 (Cho et al.,
Clade-V
In contrast to SPL genes that affect both the timing of and morphological features associated with phase change (see sections 9 and 11), silencing of the closely related SPL clade-V paralogs AtSPL10, AtSPL11, and AtSPL2 only affects the latter (Figure 2A) (Shikata et al.,
In the case of AtSPL10, AtSPL11, and AtSPL2 silenced plants changes in leaf characteristics are likely the result of reduced FRUITFULL (FUL) expression, which has long been known to affect leaf development (Gu et al.,
In addition to leaf morphology, AtSPL10 and AtSPL11 have been implicated in cell differentiation during early embryogenesis (Nodine and Bartel,
Clade-VI
The most widespread reported function of SPL genes is promoting the transition from juvenile to adult growth (Figure 3), which is marked by an increase in responsiveness to floral inductive signals, resulting in competence to flower (Baürle and Dean,
Constitutive expression of miR156, which results in a decrease in expression of 10 out of 16 arabidopsisSPL genes including AtSPL3/4/5, results in prolongation of the vegetative phase, as well as delayed flowering, and an increase in the number of juvenile leaves (Schwab et al.,
In addition to promoting vegetative phase change, overexpression data suggest that AtSPL3, AtSPL4, and AtSPL5 redundantly promote the reproductive transition by integrating signals from the autonomous, photoperiod, age, and GA pathways (Figures 2B and 4) (Cardon et al.,
Figure 4

SPL clade-VI gene-dependent flowering network in Arabidopsis. The at least partially redundant genes AtSPL3, AtSPL4, and AtSPL5 are negatively regulated by miR156 in early development and positively regulated by SOC1 prior to flowering. In turn, AtSPL3, AtSPL4, and AtSPL5 induce the expression of FUL, AP1, LFY, and SOC1, resulting in the production of flowers.
Functional data exist for a few core eudicot clade-VI genes, allowing preliminary comparative analysis following speciation. Similar to arabidopsis, the single AtSPL3/4/5 ortholog AmSBP1 in snapdragon is involved in initiating flower development within the inflorescence. However, in contrast to arabidopsis plants constitutively expressing miR156, where flower production is delayed, silencing of AmSBP1 can eliminate flowering completely (Preston and Hileman,
In addition to the flowering phenotype, silencing of AmSBP1 also causes an increase in vegetative branching under long days (Figure 2C) (Preston and Hileman,
In addition to the lineage containing AtSPL3, AtSPL4, and AtSPL5, another clade-VI gene lineage exists for which there is no arabidopsis ortholog (Figure 1). Based on data from snapdragon, this clade of genes also targets expression of AP1/FUL-, FT-, and LFY-like genes (Klein et al.,
Clade-VII
Expression and functional data in arabidopsis, maize, and rice implicate clade-VII genes in various aspects of above ground plant development. In arabidopsis, the single SPL clade-VII gene AtSPL13 has been implicated in delaying leaf outgrowth following emergence of the cotyledons during germination (Martin et al.,
The most extensively characterized clade-VII gene in maize is TEOSINTE GLUME ARCHITECTURE 1 (TGA1), variation in which explains the drastic difference in fruitcase morphology between cultivated maize and its ancestor teosinte (Zea mays ssp. parviglumis) (Wang et al.,
Despite the lack of correlation between TGA1 structure and expression, research on one of two TGA1 homologs in rice suggests that clade-IX SPL genes function generally in late reproductive development (Wang et al.,
In addition to TGA1, maize has five other clade-VII genes, one of which has an expression profile consistent with its playing a role in feminization (Hultquist and Dorweiler,
Clade-VIII
Redundant roles in vegetative phase change and reproductive transition have been demonstrated for the closely related miR156-regulated clade-VIII genes AtSPL9 and AtSPL15 (Schwarz et al.,
In addition to phase change, plastochron length is affected in late flowering atspl9atspl15 double mutants, suggesting dissociation between growth and development (Figure 3) (Schwarz et al.,
Recent genetic evidence also suggests that AtSPL9 is involved in petal trichome initiation, through the activation of TRICHOMELESS (TCL1), and anthocyanin pigment accumulation in vegetative stems (Yu et al., 2010; Guo et al.,
Clade-IX
In maize, the clade-IX genes ZmSBP6 and ZmSBP8, and the currently unplaced paralogs ZmSBP5 and ZmSBP7 (Figure 1), are hypothesized to be involved in feminization (Hultquist and Dorweiler,
Convincing evidence suggesting a role for SPL clade-IX grass genes in branching, which has apparently evolved multiple times independently during SPL gene diversification (Figure 2C), comes from genetic work on the rice domestication gene OsSPL14, which is strongly associated with the WEALTHY FARMER’S PANICLE QTL for variation in rice architecture (Jiao et al.,
The opposite action of OsSPL14 on vegetative and inflorescence branching has major implications for breeding. In the case of rice, increased expression of this gene is favorable as it increases grain yield at the expense of biomass. However, in forage and biofuel grasses increased biomass is favorable to grain yield. Indeed, Fu et al. (
Future Directions and Concluding Remarks
Accepting the caveat that deep branches in the most likely SPL trees are not well supported (Figure 1), phylogenetic state reconstructions based on functionally characterized SPL genes from a few distantly related taxa tentatively suggest the origin of early and late phase change function at least prior to the diversification of core eudicots (Figures 2A,B). However, if the ancestor of clades I, II, V, VI, and VIII had a dual role in regulating vegetative and reproductive transitioning, this function has subsequently been partitioned through differential sub-functionalization following both gene duplication and speciation (Figures 2A,B). Furthermore, there is evidence of both neo-functionalization (e.g., in fruit ripening and glume architecture) and parallel recruitment (e.g., in branching) in several different lineages (Figures 2C and 3).
The inferred dynamic history of SPL gene function across both gene clades and species might be explained by a combination of changes in regulation, biochemical function, and/or downstream targeting. Indeed, it is already known that most, but not all, SPL genes are regulated by microRNAs in an age dependent manner, and that there have been shifts in regulation between the cryptochrome, photoperiod, and GA pathways (Cardon et al.,
In addition to the mechanistic basis of changes in function, characterization of multiple SPL genes from different taxa has generated hypotheses regarding the diversification of key ecological traits, such as the evolution of growth habit. Annual and perennial growth habits can be distinguished on the basis of quantitative differences in flowering time, meristem dormancy/identity, architecture, biomass, and/or woodiness, all of which are affected in spl and their target ap1/ful-like gene mutants (Melzer et al.,
Supplementary Material
The Supplementary Material for this article can be found online at http://www.frontiersin.org/Plant_Evolution_and_Development/10.3389/fpls.2013.00080/abstract
Statements
Acknowledgments
The authors thank María Salinas and Jane Dorweiler for access to tomato and maize SPL gene sequences, respectively, and two anonymous reviewers. This work was supported by a National Science Foundation grant (IOS-1051886) to Lena C. Hileman and Jill C. Preston.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
SPL genes, gene duplication, phase change, flowering time, branching architecture, developmental transitions
Citation
Preston JC and Hileman LC (2013) Functional Evolution in the Plant SQUAMOSA-PROMOTER BINDING PROTEIN-LIKE (SPL) Gene Family. Front. Plant Sci. 4:80. doi: 10.3389/fpls.2013.00080
Received
12 February 2013
Accepted
19 March 2013
Published
05 April 2013
Volume
4 - 2013
Edited by
Elena M. Kramer, Harvard University, USA
Reviewed by
Elena M. Kramer, Harvard University, USA; Pablo D. Jenik, Franklin & Marshall College, USA
Copyright
© 2013 Preston and Hileman.
This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in other forums, provided the original authors and source are credited and subject to any copyright notices concerning any third-party graphics etc.
*Correspondence: Jill C. Preston, Department of Plant Biology, The University of Vermont, 111 Jeffords Hall, 63 Carrigan Drive, Burlington, VT 05405, USA. e-mail: jill.preston@uvm.edu
This article was submitted to Frontiers in Plant Evolution and Development, a specialty of Frontiers in Plant Science.
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