Using Preprocessed Datasets to Construct and Interpret Multiclass Identification Models

Cong Wang¹Yufeng Fu²Ran Wan¹Zhao Le¹Hongbo Wang¹Junwei Guo¹Qiang Liu²Shan Li³Shengtao Ma²Zhicai Wang³Wei Huang³Huimin Liu¹Song Yang^1*Cong Nie¹

• ¹Zhengzhou Tobacco Research Institute of CNTC, Zhengzhou, China
• ²China Tobacco Henan Industrial Co., Ltd., Zhengzhou, Henan Province, China
• ³China Tobacco Gansu Industrial Co., Ltd., Lanzhou, China

Introduction: Image and near-infrared (NIR) spectroscopic data are widely used for constructing analytical models in precision agriculture. While model interpretation can provide valuable insights for quality control and improvement, the inherent ambiguity of individual image pixels or spectral data points often hinders practical interpretability when using raw data directly. Furthermore, the presence of imbalanced datasets can lead to model overfitting and consequently, poor robustness. Therefore, developing alternative approaches for constructing interpretable and robust models using these data types is crucial.Methods: This study proposes using preprocessed data-specifically, morphological features extracted from images and chemical component concentrations predicted from NIR spectra-to build multiclass identification models. Combined kernel SVM based models were proposed to identify the rice variety and cultivation region of tobacco. The determination of kernel parameters and percentage of different types of kernel functions were accomplished by PSO, which make the approach selfadaptive. Feature importance and contribution analyses were conducted using Shapley additive explanations (SHAP) The resulting models demonstrated high robustness and accuracy, achieving classification success rates of 97.9 and 97.4% via n-fold crossvalidation on rice and tobacco datasets, respectively, and 97.7% on an independent test set (tobacco dataset 2). This analysis identified key variables and elucidated their specific contributions to the model predictions.Discussion: This study expands the applicability of image and NIR spectroscopic data, offering researchers an effective methodology for investigating factors crucial to the quality control and improvement of agricultural products.